Current Report Filing (8-k)
August 18 2016 - 4:39PM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported):
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August 18, 2016
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__________________________________________
(Exact name of registrant as specified in its charter)
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Delaware
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1-6903
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75-0225040
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(State or other jurisdiction
of incorporation
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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2525 N. Stemmons Freeway, Dallas, Texas
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75207-2401
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code:
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214-631-4420
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Not Applicable
______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events.
On August 18, 2016, Trinity Industries, Inc. and Trinity Highway Products, LLC (together the “Company”) received confirmation from the U.S. Attorney for the District of Massachusetts that it has closed its investigation into the Company’s ET 2000 and ET Plus guardrail end-terminal products without taking enforcement action.
On April 28, 2015, the Company received a subpoena from the U.S. Department of Justice through the U.S. Attorney for the District of Massachusetts requesting documents from 1999 through the present relating to the ET 2000 and ET Plus guardrail end-terminal products. The Company cooperated fully with the government’s inquiry.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Trinity Industries, Inc.
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August 18, 2016
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By:
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/s/ James E. Perry
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Name: James E. Perry
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Title: Senior Vice President and Chief Financial Officer
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