UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K
   


CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): February 9, 2016


Invesco Ltd.
(Exact name of registrant as specified in its charter)


 
 
 
 
 
Bermuda
 
001-13908
 
 98-0557567
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
 
 
 
 
 
 
 
1555 Peachtree Street, NE, Atlanta, Georgia
 
 
 
 
 
30309
(Address of principal executive offices)
 
 
 
 
 
(Zip Code)
 
Registrant࿽s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 7.01
Regulation FD Disclosure.

On February 9, 2016, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended January 31, 2016. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.
 
 
(d)
 
 
 
Exhibits.

 
 
 
Exhibit No.
  
Description
99.1
  
Press Release, dated February 9, 2016, issued by Invesco Ltd.







SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
Invesco Ltd.
 
 
 
 
 
 
By:
/s/  Loren M. Starr
 
 
 
Loren M. Starr
 
 
 
Senior Managing Director and Chief Financial Officer
 
 
 
 
Date: February 10, 2016








Exhibit Index
 


 
 
 
Exhibit No.
  
Description
99.1
  
Press Release, dated February 9, 2016, issued by Invesco Ltd.








 
Press Release
For immediate release 
Invesco Ltd. Announces January 31, 2016
Assets Under Management
 
Invesco Relations Contact:    Jordan Krugman    404-439-4605
Media Relations Contact:    Graham Galt    404-439-3070
   

Atlanta, February 9, 2016 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management (AUM) of $740.9 billion, a decrease of 4.5% month over month. The decrease was driven by unfavorable market returns, negative foreign exchange, net outflows in PowerShares QQQ, and net long-term outflows. FX decreased AUM by $4.6 billion. During the month, passive fixed income AUM included a $2.7 billion reduction in value of non-fee earning AUM due to Invesco Mortgage Capital Inc. (IVR) deconsolidating certain securitization trusts. Preliminary average total AUM for the quarter through January 31 were $745.5 billion, and preliminary average active AUM for the quarter through January 31 were $616.7 billion.
Total Assets Under Management
(in billions)
 
Total
 
Equity
 
Fixed Income
 
Balanced
 
Money Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
January 31, 2016(a)
 
$740.9
 
$341.6
 
$185.5
 
$45.5
 
$65.8(b)
 
$102.5
December 31, 2015
 
$775.6
 
$370.9
 
$187.9
 
$48.1
 
$64.6
 
$104.1
November 30, 2015
 
$791.1
 
$380.0
 
$189.6
 
$49.6
 
$69.5
 
$102.4
October 31, 2015
 
$791.3
 
$378.8
 
$188.2
 
$50.4
 
$70.6
 
$103.3
Active(c)
(in billions)
 
Total
 
Equity
 
Fixed Income
 
Balanced
 
Money Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
January 31, 2016(a)
 
$612.7
 
$258.2
 
$149.6
 
$45.5
 
$65.6(b)
 
$93.8
December 31, 2015
 
$636.5
 
$279.9
 
$149.3
 
$48.1
 
$64.2
 
$95.0
November 30, 2015
 
$649.6
 
$287.8
 
$149.8
 
$49.6
 
$69.4
 
$93.0
October 31, 2015
 
$650.5
 
$287.9
 
$148.0
 
$50.4
 
$70.5
 
$93.7
Passive(c)
(in billions)
 
Total
 
Equity
 
Fixed  Income(d)
 
Balanced
 
Money Market
 
Alternatives
 
 
 
 
 
 
 
 
 
 
 
 
 
January 31, 2016(a)
 
$128.2
 
$83.4
 
$35.9
 
$—
 
$0.2(b)
 
$8.7
December 31, 2015
 
$139.1
 
$91.0
 
$38.6
 
$—
 
$0.4
 
$9.1
November 30, 2015
 
$141.5
 
$92.2
 
$39.8
 
$—
 
$0.1
 
$9.4
October 31, 2015
 
$140.8
 
$90.9
 
$40.2
 
$—
 
$0.1
 
$9.6
(a)
Preliminary - subject to adjustment.
(b)
Preliminary - ending money market AUM include $59.5 billion in institutional money market AUM and $6.3 billion in retail money market AUM.
(c)
Passive AUM include ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates. Active AUM are total AUM less passive AUM.
(d)
Decrease in Passive Fixed Income AUM includes reduction in value of non-fee earning AUM due to Invesco Mortgage Capital Inc. (IVR) deconsolidating certain securitization trusts.




About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ. Additional information is available at www.invesco.com.




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