Statement of Changes in Beneficial Ownership (4)
January 15 2016 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SIEBECKER WALTER F
|
2. Issuer Name
and
Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC
[
FDS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
601 MERRITT 7
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/13/2016
|
(Street)
NORWALK, CT 06851
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
1611
|
A
|
$91.06
|
27439
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
964
|
A
|
$107.65
|
28403
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
461
|
A
|
$138.48
|
28864
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
2097
|
A
|
$87.26
|
30961
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
3085
|
A
|
$66.81
|
34046
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
2419
|
A
|
$95.05
|
36465
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
M
|
|
4500
|
A
|
$58.78
|
40965
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
1611
|
D
|
$147.15
|
39354
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
964
|
D
|
$147.23
|
38390
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
461
|
D
|
$147.25
|
37929
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
2097
|
D
|
$146.84
|
35832
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
3085
|
D
|
$146.12
|
32747
|
D
|
|
FactSet Common Stock
|
1/13/2016
|
|
S
|
|
6919
|
D
|
$146.11
|
25828
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Qualified Stock Option (right to buy)
|
$91.06
|
1/13/2016
|
|
M
|
|
|
1611
|
1/15/2014
|
1/15/2020
|
FactSet Common Stock
|
1611
|
(1)
|
18409
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$107.65
|
1/13/2016
|
|
M
|
|
|
964
|
1/15/2015
|
1/15/2021
|
FactSet Common Stock
|
964
|
(1)
|
17445
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$138.48
|
1/13/2016
|
|
M
|
|
|
461
|
1/13/2016
|
1/15/2022
|
FactSet Common Stock
|
461
|
(1)
|
16984
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$87.26
|
1/13/2016
|
|
M
|
|
|
2097
|
1/13/2013
|
1/13/2019
|
FactSet Common Stock
|
2097
|
(1)
|
14887
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$66.81
|
1/13/2016
|
|
M
|
|
|
3085
|
1/15/2011
|
1/15/2017
|
FactSet Common Stock
|
3085
|
(1)
|
11802
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$95.05
|
1/13/2016
|
|
M
|
|
|
2419
|
1/14/2012
|
1/14/2018
|
FactSet Common Stock
|
2419
|
(1)
|
9383
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$58.78
|
1/13/2016
|
|
M
|
|
|
4500
|
1/16/2008
|
1/16/2017
|
FactSet Common Stock
|
4500
|
(1)
|
4883
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$87.26
|
1/13/2016
|
|
J
|
|
|
525
(2)
|
1/13/2017
|
1/13/2019
|
FactSet Common Stock
|
525
|
(2)
|
4358
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$91.06
|
1/13/2016
|
|
J
|
|
|
1072
(2)
|
1/15/2017
|
1/15/2020
|
FactSet Common Stock
|
1072
|
(2)
|
3286
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$107.65
|
1/13/2016
|
|
J
|
|
|
1440
(2)
|
1/15/2017
|
1/15/2021
|
FactSet Common Stock
|
1440
|
(2)
|
1846
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
$138.48
|
1/13/2016
|
|
J
|
|
|
1846
(2)
|
1/15/2017
|
1/15/2022
|
FactSet Common Stock
|
1846
|
(2)
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Column 8 has been intentionally left blank because the transaction was an exercise of a derivative security.
|
(
2)
|
Walter F. Siebecker resigned from the Board effective December 15, 2015, concurrent with the date of FactSet's 2015 Annual Meeting of Stockholders. These amounts represent a pre-vesting forfeiture of non-qualified stock options granted to Mr. Siebecker during his term as a Director.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SIEBECKER WALTER F
601 MERRITT 7
NORWALK, CT 06851
|
X
|
|
|
|
Signatures
|
/s/ Walter F. Siebecker
|
|
1/15/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
FactSet Research Systems (NYSE:FDS)
Historical Stock Chart
From Mar 2024 to Apr 2024
FactSet Research Systems (NYSE:FDS)
Historical Stock Chart
From Apr 2023 to Apr 2024