Initial Statement of Beneficial Ownership (3)
June 17 2015 - 4:10PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McSweeney Erin
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/8/2015
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3. Issuer Name
and
Ticker or Trading Symbol
EMC CORP [EMC]
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(Last)
(First)
(Middle)
EMC CORPORATION, 176 SOUTH STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
EVP, Human Resources /
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(Street)
HOPKINTON, MA 01748
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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81151
(1)
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Includes a target number of 26,087 performance restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which units are subject to forfeiture upon certain events. The performance restricted stock units will vest only in the event that 2015 performance targets approved by the Leadership and Compensation Committee (the "Committee") have been met. Depending on the level of achievement for each of the performance metrics, a maximum of 150% of the target number of performance restricted stock units may vest. The Committee expects to determine the extent to which the performance targets have been met in 2016, and one-third of the applicable number of units will vest in 2016, one-third will vest on February 1, 2017 and one-third will vest on February 1, 2018.
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(
2)
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Includes 7,649 restricted stock units granted under the Amended and Restated EMC Corporation 2003 Stock Plan, which units are subject to forfeiture upon certain events. The forfeiture restrictions on the units may lapse on or before the fifth anniversary of the date of grant based on achievement of performance targets approved by the Committee.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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McSweeney Erin
EMC CORPORATION
176 SOUTH STREET
HOPKINTON, MA 01748
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EVP, Human Resources
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Signatures
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/s/Barbara E. Coluci, Attorney In Fact
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6/17/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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