SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, each of
the registrants has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
BARCLAYS
PLC
(Registrant)
Date: February
01, 2017
By: /s/
Marie Smith
----------------------
Marie
Smith
Assistant Secretary
BARCLAYS
BANK PLC
(Registrant)
Date: February
01, 2017
By:
/s/ Marie Smith
----------------------
Marie
Smith
Assistant
Secretary
Exhibit
No. 1
3
January 2017
Barclays
PLC - Total Voting Rights and Capital
LEI
Code: 213800LBQA1Y9L22JB70
In
accordance with the Financial Conduct Authority's (FCA) Disclosure
Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the
market that as of 31 December 2016, Barclays PLC's issued share
capital consists of 16,963,242,876 Ordinary shares with voting
rights.
There
are no ordinary shares held in Treasury.
The
above figure (16,963,242,876) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
Exhibit
No. 2
Publication of Drawdown
Prospectus
The
following drawdown prospectus (the "
Drawdown Prospectus
") is available for
viewing:
Drawdown Prospectus in relation to Barclays PLC's issue of GBP
600,000,000 3.125 per cent. Notes due 2024 under the Barclays PLC
and Barclays Bank PLC £60,000,000,000 Debt Issuance
Programme.
Please
read the disclaimer below "Disclaimer - Intended Addressees" before
attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1735U_-2017-1-13.pdf
A copy
of the Drawdown Prospectus has been submitted to the National
Storage Mechanism and will shortly be available for inspection at:
www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT
:
You must read the following before
continuing
: The following applies to the Drawdown Prospectus
available by clicking on the link above, and you are therefore
advised to read this carefully before reading, accessing or making
any other use of the Drawdown Prospectus. In accessing the Drawdown
Prospectus, you agree to be bound by the following terms and
conditions, including any modifications to them, any time you
receive any information from us as a result of such
access.
The
Drawdown Prospectus referred to above must be read in conjunction
with the base prospectus dated 3 August 2016 as supplemented by the
supplemental base prospectus dated 28 October 2016 which together
constitute a base prospectus (the "
Prospectus
") for the purposes of the
Prospectus Directive (Directive 2003/71/EC, as
amended).
THE
DRAWDOWN PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN
AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE DRAWDOWN PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE
THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED
IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT
OF 1933, AS AMENDED (THE "
SECURITIES ACT
"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE DRAWDOWN PROSPECTUS IN WHOLE OR
IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY
RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS
OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE DRAWDOWN PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE DRAWDOWN PROSPECTUS MAY NOT BE
OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please
note that the information contained in the Drawdown Prospectus and
the Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Drawdown Prospectus and/or the Prospectus) only
and is not intended for use and should not be relied upon by any
person outside these countries and/or to whom the offer contained
in the Drawdown Prospectus and/or the Prospectus is not addressed.
Prior to relying on the information
contained in the Drawdown Prospectus and/or Prospectus you must
ascertain from the Drawdown Prospectus and Prospectus whether or
not you are part of the intended addressees of the information
contained therein.
Confirmation of your Representation
: In
order to be eligible to view the Drawdown Prospectus or make an
investment decision with respect to any Notes issued or to be
issued pursuant to the Drawdown Prospectus, you must be a person
other than a U.S. person (within the meaning of Regulation S under
the Securities Act). By accessing the Drawdown Prospectus, you
shall be deemed to have represented that you are not a U.S. person,
and that you consent to delivery of the Drawdown Prospectus via
electronic publication.
You are
reminded that the Drawdown Prospectus has been made available to
you on the basis that you are a person into whose possession the
Drawdown Prospectus may be lawfully delivered in accordance with
the laws of the jurisdiction in which you are located and you may
not, nor are you authorised to, deliver the Drawdown Prospectus to
any other person.
The
Drawdown Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Drawdown Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Drawdown Prospectus,
in any jurisdiction in which such offer, solicitation or sale would
be unlawful.
The
Drawdown Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Drawdown Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit
No. 3
BLOCK
LISTING SIX MONTHLY RETURN
Date:
20 January 2017
Name of
applicant
:
|
BARCLAYS
PLC
|
Period of return:
|
From 1
July 2016 – 31 December 2016
|
Name of scheme:
|
Renewed 1981 &
1991 SAYE Share Option Scheme
|
Barclays Group
Share Incentive Plan
|
Barclays Group
Share Value Plan
1
|
Barclays Long Term
Incentive Plan
|
Class of unallotted securities
|
Ordinary shares of
0.25p each
|
Ordinary shares of
0.25p each
|
Ordinary shares of
0.25p each
|
Ordinary shares of
0.25p each
|
Balance of unallotted securities under scheme(s) from previous
return:
|
17,827,937
|
7,856,244
|
8,744,652
|
26,024,521
|
Plus:
The amount by which
the block scheme(s) has been increased since the date of the last
return (if any increase has been applied for):
|
15,000,000
|
20,000,000
|
0
|
0
|
Less:
Number of
securities
issued/allotted
under scheme(s) during period (see LR3.5.7G):
|
17,064,003
|
8,995,622
|
0
|
0
|
Equals:
Balance under
scheme(s) not yet issued/allotted at end of period:
|
15,763,934
|
18,860,622
|
8,744,652
|
26,024,521
|
Name of contact:
|
Laura
Martin
|
|
|
|
Telephone number of contact:
|
020
7116 2909
|
|
|
|
Notes
1
23,000,000 ordinary
shares were block listed for the Barclays Group Share Value Plan in
July 2016 and were admitted to the Official Life and to trading on
14 July 2016. This block listing was disclosed in the previous
block listing return, dated 13 July 2016, and has not been
disclosed above.
Exhibit
No. 4
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
|
|
1. Identity of the issuer or the underlying issuerof existing
shares to which voting rights areattached:
|
Barclays PLC
|
2 Reason for the notification
(please tick the appropriate
box or boxes):
|
An
acquisition or disposal of voting rights
|
X
|
An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
|
|
An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments
|
|
An
event changing the breakdown of voting rights
|
|
Other
(please specify):
|
|
|
3. Full name of person(s) subject to thenotification
obligation:
|
Norges
Bank
|
4. Full name of shareholder(s)
(if different from
3.):
|
N/A
|
5. Date of the transaction and date onwhich the threshold is
crossed orreached:
|
20
January 2017
|
6. Date on which issuer notified:
|
23
January 2017
|
7. Threshold(s) that is/are crossed orreached:
|
Below
3%
|
8. Notified details:
|
A: Voting rights attached to shares
|
Class/type ofshares
if
possible usingthe ISIN CODE
|
Situation previousto the triggeringtransaction
|
Resulting situation after the triggering transaction
|
NumberofShares
|
NumberofVotingRights
|
Numberof shares
|
Number of votingrights
|
% of voting rights
|
Direct
|
Direct
|
Indirect
|
Direct
|
Indirect
|
GB0031348658
|
509,332,008
|
509,332,008
|
508,175,594
|
508,175,594
|
|
2.996
%
|
|
|
B: Qualifying Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financialinstrument
|
Expirationdate
|
Exercise/ Conversion Period
|
Number of votingrights that may beacquired if theinstrument
isexercised/ converted.
|
% of votingrights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
|
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
|
Resulting situation after the triggering transaction
|
Type of financialinstrument
|
Exercise price
|
Expiration date
|
Exercise/Conversion period
|
Number of voting rights instrument refers to
|
% of voting rights
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
Nominal
|
Delta
|
N/A
|
N/A
|
|
Total (A+B+C)
|
Number of voting rights
|
Percentage of voting rights
|
508,175,594
|
2.996
%
|
9. Chain of controlled undertakings through which the voting rights
and/or thefinancial instruments are effectively held, if
applicable:
|
N/A
|
|
Proxy Voting:
|
10. Name of the proxy holder:
|
Norges
Bank
|
11. Number of voting rights proxy holder will ceaseto
hold:
|
N/A
|
12. Date on which proxy holder will cease to holdvoting
rights:
|
N/A
|
|
13. Additional information:
|
None
|
14. Contact name:
|
Philippe
Chiaroni
|
15. Contact telephone number:
|
+4724073297
|