Statement of Changes in Beneficial Ownership (4)
May 24 2016 - 6:31PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
House James L
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2. Issuer Name
and
Ticker or Trading Symbol
APACHE CORP
[
APA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. RVP - Houston Region
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(Last)
(First)
(Middle)
2000 POST OAK BLVD., SUITE 100
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/23/2016
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(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/23/2016
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M
(1)
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1105.
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A
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$0
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6945.4113
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D
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Common Stock
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5/23/2016
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F
(2)
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464.
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D
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$57.11
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6481.4113
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D
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Common Stock
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5/23/2016
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M
(3)
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600.
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A
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$0
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7081.4113
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D
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Common Stock
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5/23/2016
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F
(2)
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253.
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D
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$57.11
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6828.4113
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D
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Common Stock
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3193.652
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I
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Held by Trustee 401(k) Plan
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Common Stock
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9806.841
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I
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Held by Trustee NQ Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock Units
(4)
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$0
(4)
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5/23/2016
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M
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900.
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(5)
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(5)
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Common Stock
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900.
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$0
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3680.8452
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D
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Restricted Stock / Units
(6)
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$0
(7)
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5/23/2016
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M
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1105.
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(1)
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(1)
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Common Stock
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1105.
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$0
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48992.
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D
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Restricted Stock / Units
(6)
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$0
(7)
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5/23/2016
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M
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1500.
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(3)
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(3)
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Common Stock
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1500.
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$0
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47492.
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D
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Explanation of Responses:
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(
1)
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Vesting on 05/22/2016 of restricted stock units under employer plan - vesting occurs 25% per year over four years. Data provided by plan administrator on 05/23/2016.
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(
2)
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Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 05/22/2016. Data provided by plan administrator on 05/23/2016.
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(
3)
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Vesting on 05/22/2016 of restricted stock units pursuant to restricted stock unit award agreement under employer plan. Of these shares, 60 percent (net of required tax withholding) will not be eligible for sale by the reporting person until such time as he retires or otherwise terminates employment with the company. Data provided by plan administrator on 05/23/2016.
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(
4)
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One share of Apache common stock for each phantom stock unit.
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(
5)
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Exempt acquisition pursuant to Rule 16b-3(d). Accrued under the deferred compensation provisions of Apache's Deferred Delivery Plan - effective as of 05/22/2016. Data provided by the plan administrator on 05/23/2016.
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(
6)
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With tandem tax withholding right
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(
7)
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One share of Apache common stock for each restricted stock unit.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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House James L
2000 POST OAK BLVD.
SUITE 100
HOUSTON, TX 77056
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Sr. RVP - Houston Region
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Signatures
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Cheri L. Peper, Attorney-in-Fact
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5/24/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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