UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

DBX ETF TRUST

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware    (See Below)
(State of Incorporation or Organization)    (I.R.S. Employer Identification No.)
60 Wall Street, New York, New York    10005
(Address of Principal Executive Offices)    (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class to be so Registered:    Name of the Exchange on Which
Each Class is to be so Registered
   I.R.S. Employer
Identification Number

Shares of beneficial interest, no par value per share of:

     

db X-trackers Ultra-Short Duration Bond Fund

   NYSE Arca, Inc.    37-1746974

db X-trackers Managed Municipal Bond Fund

   NYSE Arca, Inc.    38-3922158

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.     x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.     ¨

Securities Act registration statement file number to which this form relates:   333-170122; 811-22487

Securities to be registered pursuant to Section 12(g) of the Act:

NONE


Item 1.    Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, no par value per share, of db X-trackers Ultra-Short Duration Bond Fund and db X-trackers Managed Municipal Bond Fund, each a series of DBX ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 51 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-170122; 811-22487) filed on February 27, 2014, which description is incorporated herein by reference as filed with the Securities and Exchange Commission.

Item 2.    Exhibits

1.        The Trust’s Agreement and Declaration of Trust is included as Exhibit (a)(2) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811-22487), as filed with the Securities and Exchange Commission on February 9, 2011.

2.        The Trust’s By-Laws are included as Exhibit (b) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811-22487), as filed with the Securities and Exchange Commission on February 9, 2011.

 

2


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    DBX ETF TRUST

Date: March 4, 2014

    By:   /s/ Alex N. Depetris
      Alex N. Depetris
      President and Chief Executive Officer

 

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