Ocado Group PLC Holding(s) in Company (6852N)
February 01 2016 - 10:38AM
UK Regulatory
TIDMOCDO
RNS Number : 6852N
Ocado Group PLC
01 February 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Ocado Group Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ---------------------------------
Other (please
specify):
---------------------------------------------------------- ---------------------------------
3. Full name of person(s) Morgan Stanley
subject to the (Institutional Securities Group
notification obligation: and Global Wealth Management)
(iii)
----------------------------------------------------------- ----------------------------------
4. Full name of shareholder(s) Morgan Stanley & Co. LLC
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------
5. Date of the transaction 28/01/2016
and date on
which the threshold is crossed
or
reached: (v)
----------------------------------------------------------- ----------------------------------
6. Date on which issuer notified: 01/02/2016
----------------------------------------------------------- ----------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 11%
----------------------------------------------------------- ----------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------ -------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ------------- --------------- --------------- ----------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- --------------- --------------- ------------ ------------ -----------
GB00B3MBS747 18,386,443 18,386,443 20,913,315 20,913,315 3.54%
--------------- ------------- --------------- --------------- --------------- ------------ ------------ -----------
B,: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------------------- ------------------- ------------------------------- ---------------------
Right of Recall
over a
securities
lending
agreement n/a n/a 12,963,388 2.20%
----------------- -------------------------- ------------------- ------------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date (xvii) Conversion voting rights rights (xix,
instrument period instrument xx)
(xviii) refers to
------------- ---------------------------- --------------- ----------------- ---------------- -----------------------
Equity Swap n/a 30-03-2016 n/a Nominal Delta
------------- ---------------------------- --------------- ----------------- ------------ ---------
600,000 n/a 0.10%
------------- ----------- ----------- ----------- ----------- ---------------- ------------ ---------
Equity Swap n/a 04-07-2016 n/a 183,000 n/a 0.03%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 05-09-2016 n/a 1,405,242 n/a 0.24%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 15-12-2016 n/a 3,184,938 n/a 0.54%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 17-03-2017 n/a 3,338,576 n/a 0.57%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 30-05-2017 n/a 5,150,000 n/a 0.87%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 04-09-2017 n/a 1,945,800 n/a 0.33%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 11-09-2017 n/a 6,730,000 n/a 1.14%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 16-11-2017 n/a 259,300 n/a 0.04%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 07-12-2017 n/a 254,534 n/a 0.04%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 04-01-2018 n/a 2,877,733 n/a 0.49%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 08-01-2018 n/a 4,881,834 n/a 0.83%
February 01, 2016 10:38 ET (15:38 GMT)
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Equity Swap n/a 22-01-2018 n/a 649,210 n/a 0.11%
------------- ---------------------------- --------------- ----------------- ---------------- ------------ ---------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ----------------------------------------------------------
65,336,870 11.07%
-------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------
Morgan Stanley Capital Services LLC; c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209
Orange Street, Wilmington, Delaware 19801, USA is a
direct holder of 31,460,167 voting rights (5.33%) &
Morgan Stanley & Co. LLC; c/o The Corporation Trust
Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware 19801, USA is a direct
holder of 33,868,222 voting rights (5.74%), each are
subsidiaries of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc.; c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209
Orange Street, Wilmington, Delaware 19801, USA is an
indirect holder of
65,336,870 voting rights (11.07%), and is a subsidiary
of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC; c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209
Orange Street, Wilmington, Delaware 19801, USA is an
indirect holder of
65,336,870 voting rights (11.07%), and is a subsidiary
of Morgan Stanley.
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
--------------------------------------------------------- -------------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
--------------------------------------------------------- -------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
--------------------------------------------------------- -------------------------------------
Of the total voting rights attached
13. Additional information: to shares in Section 8A, 20,904,834
(3.54%) of these are the result
of stock borrowing agreements
--------------------------------------------------------- -------------------------------------
14. Contact name:
Craig Horsley
--------------------------------------------------------- -------------------------------------
15. Contact telephone
number: 0141 245 7736
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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