Nanoco Group PLC Notification of Major Interest in Shares (0906K)
December 23 2015 - 10:45AM
UK Regulatory
TIDMNANO TIDM42SB
RNS Number : 0906K
Nanoco Group PLC
23 December 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
----------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Nanoco Group PLC
issuer
of existing shares to which voting rights
are
attached:
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights x
-------------------------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial instruments x
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------- ------------------------------
Other (please
specify):
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3. Full name of person(s) subject The Goldman Sachs Group, Inc.
to the
notification obligation:
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4. Full name of shareholder(s) Goldman, Sachs & Co.
(if different from 3.): Goldman Sachs International
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5. Date of the transaction and date 08 December 2015
on
which the threshold is crossed
or
reached:
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6. Date on which issuer notified: 22 December 2015
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7. Threshold(s) that is/are crossed Above 5%
or
reached:
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8. Notified details:
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A: Voting rights attached to shares
-------------------------------------------------------------------------------------------------------------------------
Class/type of Situation previous Resulting situation after the triggering
shares to the triggering transaction
transaction
if possible
using
the ISIN CODE
---------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights
Shares Voting
Rights
-------------- ---------------- ---------------- -------------- ---------------------- ---------------------------
Direct Direct Indirect Direct Indirect
-------------- ------------ ------------ -------------- --------- ----------- ------------ -------------
GB00B01JLR99 0 0 1,300,000 0.55%
---------------- ---------------- -------------- --------- ----------- ------------ -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
------------------ ---------------- -------------------------------- ------------------------ -----------------------
Stock Loan
(Physical) Open 12,688,331 5.35%
------------------ ---------------- -------------------------------- ------------------------ -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
-------------- ---------------- ---------------- -------------- -------------------------- -------------------------
Nominal Delta
-------------- ---------------- ---------------- -------------- -------------------------- ------------ -----------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ -----------------------------------------------------
13,988,331 5.90%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------------------------------------------
-----------------The Goldman Sachs Group, Inc.; 13,988,331 shares; 5.90%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group,
Inc.); 9,044,625 shares; 3.82%
Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 9,044,625
shares; 3.82%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.)
Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.)
Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited)
Proxy Voting:
--------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder will N/A
cease
to hold:
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12. Date on which proxy holder will cease to N/A
hold
voting rights:
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Please note, total amount of voting
13. Additional information: rights have been rounded to 2 decimal
places therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
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14. Contact name: Peter Chisholm
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