Morgan Stanley & Co. Int'l plc Form 8.5 (EPT/RI) - Replacement Aviva Plc (2149A)
December 18 2014 - 9:31AM
UK Regulatory
TIDM19PK TIDMAV.
RNS Number : 2149A
Morgan Stanley & Co. Int'l plc
18 December 2014
AMENDMENT (Section 2(B))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
----------------------------------------------------------------------------- ---------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this Aviva Plc
form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------- ---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Aviva Plc
connected:
----------------------------------------------------------------------------- ---------------------------------------
(d) Date dealing undertaken: 16 DECEMBER 2014
----------------------------------------------------------------------------- ---------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Yes
Code in respect
of any other party to this offer?
----------------------------------------------------------------------------- ---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
---------- ---------------- --------------- -------------------- ---------------
N/A N/A N/A N/A N/A
---------- ---------------- --------------- -------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 244 4.5840
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 917 4.5840
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,054 4.5840
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,266 4.5840
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 402 4.6178
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 9,804 4.6329
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,378 4.6422
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 4,602 4.6422
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 253 4.6422
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 188,784 4.6425
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 17,477 4.6425
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 990 4.6446
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 2,240 4.6446
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 978 4.6460
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 2,307 4.6460
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,142 4.6480
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 5,338 4.6500
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 2,745 4.6500
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,280 4.6504
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 129 4.6510
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 658 4.6510
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 770 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 18,455 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 11,338 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,208 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 10,506 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 203,413 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 6,461 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 927 4.6525
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 8,053 4.6526
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 84,000 4.6573
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 3,544 4.6633
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 1,864 4.7009
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 3,287 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 57,211 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 139 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 268 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 667 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 21,300 4.5935
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 2,739 4.6276
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 37,811 4.6276
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 2 4.6280
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 2,233 4.6368
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 21,509 4.6382
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 1,184 4.6382
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 6,438 4.6382
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 4,445 4.6421
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 37,056 4.6421
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 279,126 4.6440
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 144 4.6466
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 3,798 4.6471
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 72 4.6502
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 43 4.6513
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 869 4.6524
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 33 4.6536
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 73 4.6589
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 418 4.6640
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 1,552 4.6640
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 1,979 4.6726
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 3,287 4.6840
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 1,527 4.6862
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 45,987 4.6862
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 3,175 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD LONG 35,396 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 37,872 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 41,593 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 25,439 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
25p ordinary CFD SHORT 41,593 4.7010
GBP
------------- ------------- ------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
0.1000
25p ordinary CALL SALE 2,150,000 4.80 A 16/01/2015 GBP
-------------- -------------- -------------- --------------- ---------- ----------- ----------- ----------
(ii) Exercising
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 18 DECEMBER 2014
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERUWUSRSWAUAAA
Aviva (LSE:AV.)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aviva (LSE:AV.)
Historical Stock Chart
From Apr 2023 to Apr 2024
