Monitise PLC Form 8 (OPD) (Monitise) (9524I)
June 22 2017 - 1:10PM
UK Regulatory
TIDMMONI
RNS Number : 9524I
Monitise PLC
22 June 2017
Form 8 (OPD) Monitise Plc
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Monitise plc
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Monitise plc
Use a separate form for each offeror/offeree
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(d) Is the discloser the offeror or the offeree? OFFEREE
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(e) Date position held: 21 June 2017
The latest practicable date prior to the disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect N/A
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary Shares of 1 pence each
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or controlled: N/A N/A
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(2) Cash-settled derivatives: N/A N/A
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(3) Stock-settled derivatives (including options) and agreements to N/A N/A
purchase/sell:
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N/A N/A
TOTAL:
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
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Details, including nature of the rights concerned and relevant percentages: N/A
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
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(a) Interest in the Company's ordinary shares held by the directors of the Company and their
close relatives and related trusts:
Class of relevant securities: Ordinary Shares
of 1 pence each
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Name Number of Company %*
shares held
------------------ ---------------------- -------
Lee Cameron 1,588,880 0.07%
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Gavin James 863,292 0.04%
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Peter Ayliffe 520,270 0.02%
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Amanda Burton 261,884 0.01%
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Tim Wade** 350,000 0.02%
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Total 3,584,326 0.15%
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*Percentages have been rounded
** Held in Ruth Wade's name.
(b) Options over Company shares held by the directors of the Company and their close relatives
and related trusts:
Lee Cameron
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Class of relevant securities: Ordinary Shares
of 1 pence each
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Scheme Number of Date of Exercise
Shares Grant Price (if
any)
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Performance 1,000,000 Sept 2012 32.75 pence
Share Plan
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Performance 9,750,000 Oct 2015 1 pence
Share Plan
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(c) Interest in the Company's ordinary shares held by other concert parties of the Company
Class of relevant securities: Ordinary Shares
of 1 pence each
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Name of concert Number of Company %*
party shares held
----------------- ------------------ -----------------
Canaccord
Genuity Inc** 1,135,200 0.05%
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*Percentages have been rounded
** Canaccord Genuity Inc is a member of the Canaccord Group. Canaccord Genuity Limited is
a connected adviser to the Offeree
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Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
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Supplemental Form 8 (SBL) NO
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Date of disclosure: 22 June 2017
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Contact name: Tom Spurgeon, Company Secretary
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Telephone number: +44 20 3657 0900
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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