TIDMSAB
FORM 8.5 (EPT/NON-RI) Amendment to s2(a) and 3(a) & 3(b)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree SABMILLER PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the AANHEUSER-BUSCH INBEV SA/NV
offer with which exempt
principal trader is connected
(d) Date position held/dealing 12 July 2016
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures ANHEUSER-BUSCH INBEV SA/NV
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 20,002,998 1.23% 2,521,196 0.16%
(2) Cash-settled derivatives:
595,588 0.04% 16,279,759 1.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
TOTAL: 20,598,586 1.27% 18,800,955 1.16%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/DEALING Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ORD Purchase 2,998,882 44.0700 GBP 43.955 GBP
ORD Sale 205,455 44.0700 GBP 43.955 GBP
ADR Purchase 12,780 58.0357 USD 58.0357 USD
ADR Sale 12,780 58.0357 USD 58.0357 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 46 44.0219 GBP
ORD SWAP Long 64 43.9934 GBP
ORD CFD Long 112 824.4825 ZAR
ORD CFD Long 232 43.9966 GBP
ORD SWAP Long 466 43.9778 GBP
ORD SWAP Long 516 43.9610 GBP
ORD CFD Long 799 43.9730 GBP
ORD SWAP Long 4,312 44.0490 GBP
ORD CFD Long 4,583 825.7604 ZAR
ORD CFD Long 5,739 44.0039 GBP
ORD CFD Long 12,897 826.7839 ZAR
ORD CFD Long 7,327 43.9576 GBP
ORD CFD Long 17,396 43.9978 GBP
ORD CFD Long 31,145 826.1051 ZAR
ORD CFD Long 53,427 44.0150 GBP
ORD CFD Long 70,000 43.9860 GBP
ORD CFD Long 63,080 827.3907 ZAR
ORD SWAP Short 89 44.0255 GBP
ORD CFD Short 60 826.4605 ZAR
ORD SWAP Short 267 43.9819 GBP
ORD CFD Short 899 43.9772 GBP
ORD CFD Short 1,770 44.0058 GBP
ORD CFD Short 3,600 830.6160 ZAR
ORD CFD Short 5,467 44.0297 GBP
ORD CFD Short 31,220 43.9892 GBP
ORD CFD Short 36,972 829.8884 ZAR
ORD CFD Short 179,287 44.0018 GBP
ORD SWAP Expires Short 2,717,000 44.0342 GBP
14/08/2017
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
July 22, 2016 12:13 ET (16:13 GMT)
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