TIDMBARC
FORM 8.3 Amendment to s2(a)(1) & 3(a)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree LIBERTY GLOBAL PLC
in relation to whose
relevant securities
this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing 18 Apr 2016
undertaken:
(f) In addition to the YES:
company in 1(c)
above, is the discloser making
disclosures in respect of any CABLE & WIRELESS COMMUNICATIONS PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant USD 0.01 Class A ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 251,651 1.90% 111,967 0.04%
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 20,700 0.01% 66,200 0.03%
(4)
TOTAL: 307,751 1.92% 178,167 0.07%
Class of relevant USD 0.01 Class C ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 178,755 0.10% 74,504 0.01%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 178,755 0.10% 74,504 0.01%
Class of relevant USD 0.01 LiLAC Class A ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 12,326 0.09% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 12,326 0.09% 0 0.00%
Class of relevant USD 0.01 LiLAC Class C ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 797 0.00% 211 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 797 0.00% 211 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
USD 0.01 Class A ordinary Purchase 1 38.6900 USD
USD 0.01 Class A ordinary Purchase 4,577 38.0500 USD
USD 0.01 Class A ordinary Purchase 1 38.7100 USD
USD 0.01 Class A ordinary Purchase 2 38.6850 USD
USD 0.01 Class A ordinary Purchase 1,000 37.5000 USD
USD 0.01 Class A ordinary Purchase 2 38.9500 USD
USD 0.01 LiLAC Class Purchase 3 37.8100 USD
C ordinary
USD 0.01 LiLAC Class Purchase 797 37.3621 USD
C ordinary
USD 0.01 LiLAC Class Purchase 72 34.9521 USD
A ordinary
USD 0.01 LiLAC Class Purchase 392 34.9521 USD
A ordinary
USD 0.01 Class A ordinary Purchase 3 38.7066 USD
USD 0.01 Class C ordinary Purchase 3 37.9066 USD
USD 0.01 Class C ordinary Purchase 1,008 37.0824 USD
USD 0.01 Class C ordinary Purchase 4 37.9100 USD
USD 0.01 LiLAC Class Purchase 5 37.9900 USD
C ordinary
USD 0.01 Class A ordinary Purchase 18 38.9699 USD
USD 0.01 Class C ordinary Purchase 86 37.8904 USD
USD 0.01 LiLAC Class Purchase 100 38.0200 USD
C ordinary
USD 0.01 Class A ordinary Purchase 100 38.6600 USD
USD 0.01 LiLAC Class Purchase 200 38.0600 USD
C ordinary
USD 0.01 Class A ordinary Purchase 200 38.6550 USD
USD 0.01 Class A ordinary Purchase 200 38.6950 USD
USD 0.01 LiLAC Class Purchase 242 37.9773 USD
C ordinary
USD 0.01 Class C ordinary Purchase 307 37.9789 USD
USD 0.01 Class C ordinary Purchase 360 37.8600 USD
USD 0.01 Class A ordinary Purchase 389 38.7577 USD
USD 0.01 Class C ordinary Purchase 402 37.8825 USD
USD 0.01 Class A ordinary Purchase 529 38.7688 USD
USD 0.01 Class C ordinary Purchase 600 37.9600 USD
USD 0.01 Class C ordinary Purchase 600 37.8883 USD
USD 0.01 Class C ordinary Purchase 720 37.8400 USD
USD 0.01 Class A ordinary Purchase 856 38.6601 USD
USD 0.01 Class A ordinary Purchase 1,419 38.8410 USD
USD 0.01 Class C ordinary Purchase 1,456 37.9473 USD
USD 0.01 Class A ordinary Purchase 1,477 38.6658 USD
USD 0.01 LiLAC Class Purchase 1,500 37.8279 USD
C ordinary
USD 0.01 Class A ordinary Purchase 1,920 38.7157 USD
USD 0.01 Class C ordinary Purchase 2,000 38.0075 USD
USD 0.01 Class A ordinary Purchase 2,200 38.9372 USD
USD 0.01 Class C ordinary Purchase 2,210 37.8502 USD
USD 0.01 Class C ordinary Purchase 2,300 37.9666 USD
USD 0.01 Class A ordinary Purchase 2,954 38.6585 USD
USD 0.01 Class C ordinary Purchase 3,700 37.9404 USD
USD 0.01 LiLAC Class Purchase 3,775 37.9961 USD
C ordinary
USD 0.01 Class A ordinary Purchase 4,743 38.6987 USD
USD 0.01 Class A ordinary Purchase 6,411 38.6886 USD
USD 0.01 Class A ordinary Purchase 7,077 38.7121 USD
USD 0.01 Class A ordinary Purchase 7,364 38.7196 USD
USD 0.01 Class A ordinary Purchase 8,700 38.7455 USD
USD 0.01 Class A ordinary Purchase 9,128 38.7075 USD
USD 0.01 Class A ordinary Purchase 10,400 38.7889 USD
USD 0.01 Class A ordinary Purchase 14,199 38.7198 USD
USD 0.01 Class A ordinary Purchase 14,975 38.8115 USD
USD 0.01 Class C ordinary Purchase 15,131 37.9294 USD
USD 0.01 Class A ordinary Purchase 21,379 38.7400 USD
USD 0.01 Class C ordinary Purchase 27,080 37.7555 USD
USD 0.01 Class C ordinary Purchase 41,076 37.9367 USD
USD 0.01 Class A ordinary Purchase 46,442 38.7267 USD
USD 0.01 Class C ordinary Purchase 50,000 37.9174 USD
USD 0.01 Class A ordinary Purchase 66,682 38.7304 USD
USD 0.01 Class C ordinary Purchase 213,283 37.9500 USD
USD 0.01 Class A ordinary Sale 1 38.9500 USD
USD 0.01 Class C ordinary Sale 2 37.8925 USD
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 08:02 ET (12:02 GMT)
USD 0.01 Class C ordinary Sale 3 37.9033 USD
USD 0.01 Class C ordinary Sale 4 37.8950 USD
USD 0.01 Class C ordinary Sale 4 37.9150 USD
USD 0.01 Class A ordinary Sale 89 38.7500 USD
USD 0.01 Class C ordinary Sale 100 37.8700 USD
USD 0.01 LiLAC Class Sale 100 38.0200 USD
C ordinary
USD 0.01 Class A ordinary Sale 100 38.6700 USD
USD 0.01 Class A ordinary Sale 101 38.6380 USD
USD 0.01 Class A ordinary Sale 1,838 38.0479 USD
USD 0.01 Class C ordinary Sale 110 37.8591 USD
USD 0.01 Class C ordinary Sale 1,507 37.0779 USD
USD 0.01 Class A ordinary Sale 156 38.6300 USD
USD 0.01 LiLAC Class Sale 200 37.9050 USD
C ordinary
USD 0.01 Class A ordinary Sale 200 38.6500 USD
USD 0.01 LiLAC Class Sale 200 38.0600 USD
C ordinary
USD 0.01 LiLAC Class Sale 200 38.0450 USD
C ordinary
USD 0.01 Class A ordinary Sale 300 38.6791 USD
USD 0.01 Class A ordinary Sale 198 38.0476 USD
USD 0.01 Class A ordinary Sale 300 38.7300 USD
USD 0.01 Class C ordinary Sale 300 37.9908 USD
USD 0.01 Class A ordinary Sale 300 38.8833 USD
USD 0.01 Class A ordinary Sale 300 38.7600 USD
USD 0.01 Class A ordinary Sale 302 38.6204 USD
USD 0.01 Class C ordinary Sale 360 37.8600 USD
USD 0.01 Class A ordinary Sale 400 38.6550 USD
USD 0.01 Class C ordinary Sale 400 37.8425 USD
USD 0.01 Class C ordinary Sale 400 37.9250 USD
USD 0.01 Class C ordinary Sale 500 37.9360 USD
USD 0.01 Class C ordinary Sale 520 37.9529 USD
USD 0.01 Class C ordinary Sale 549 37.9625 USD
USD 0.01 Class C ordinary Sale 751 37.8400 USD
USD 0.01 Class C ordinary Sale 800 37.8506 USD
USD 0.01 Class C ordinary Sale 800 37.8500 USD
USD 0.01 Class A ordinary Sale 800 38.6562 USD
USD 0.01 LiLAC Class Sale 822 37.9864 USD
C ordinary
USD 0.01 Class A ordinary Sale 1,061 38.9662 USD
USD 0.01 Class C ordinary Sale 1,100 37.9231 USD
USD 0.01 Class C ordinary Sale 1,100 37.9300 USD
USD 0.01 Class C ordinary Sale 1,140 37.9089 USD
USD 0.01 Class A ordinary Sale 1,200 38.6935 USD
USD 0.01 Class C ordinary Sale 1,300 37.9446 USD
USD 0.01 LiLAC Class Sale 1,300 37.7946 USD
C ordinary
USD 0.01 Class A ordinary Sale 1,477 38.6658 USD
USD 0.01 Class A ordinary Sale 1,477 38.6585 USD
USD 0.01 Class C ordinary Sale 1,600 37.9126 USD
USD 0.01 Class A ordinary Sale 2,000 38.8550 USD
USD 0.01 Class C ordinary Sale 2,200 37.9736 USD
USD 0.01 Class C ordinary Sale 2,201 37.9522 USD
USD 0.01 Class C ordinary Sale 2,300 37.9421 USD
USD 0.01 Class A ordinary Sale 2,527 38.8187 USD
USD 0.01 Class C ordinary Sale 2,900 37.9652 USD
USD 0.01 LiLAC Class Sale 3,200 37.9971 USD
C ordinary
USD 0.01 Class A ordinary Sale 3,306 38.6703 USD
USD 0.01 Class C ordinary Sale 3,446 37.8999 USD
USD 0.01 Class A ordinary Sale 3,610 38.6927 USD
USD 0.01 Class A ordinary Sale 4,300 38.8566 USD
USD 0.01 Class C ordinary Sale 4,620 37.8926 USD
USD 0.01 Class A ordinary Sale 5,177 38.6930 USD
USD 0.01 Class C ordinary Sale 5,600 37.9317 USD
USD 0.01 Class A ordinary Sale 6,300 38.7398 USD
USD 0.01 Class A ordinary Sale 8,400 38.7406 USD
USD 0.01 Class C ordinary Sale 14,422 37.9418 USD
USD 0.01 Class C ordinary Sale 14,443 37.9222 USD
USD 0.01 Class A ordinary Sale 14,496 38.8105 USD
USD 0.01 Class C ordinary Sale 15,548 37.9058 USD
USD 0.01 Class A ordinary Sale 24,463 38.7400 USD
USD 0.01 Class C ordinary Sale 27,080 37.7555 USD
USD 0.01 Class A ordinary Sale 33,737 38.7363 USD
USD 0.01 Class C ordinary Sale 41,076 37.9367 USD
USD 0.01 Class A ordinary Sale 50,000 38.7094 USD
USD 0.01 Class A ordinary Sale 66,682 38.7304 USD
USD 0.01 Class C ordinary Sale 214,154 37.9500 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: Apr 19, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 Put Purchased -100 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Purchased 8,500 47.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -9,800 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -4,800 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -21,000 27.5000 American Jan 20,
Class Options 2017
A
ordinary
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 08:02 ET (12:02 GMT)
USD 0.01 Put Written 100 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 1,400 37.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Written -200 35.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -600 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -100 47.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 300 45.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 40.0000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Written -100 37.5000 American May 20,
Class Options 2016
A
ordinary
USD 0.01 Call Written -2,500 27.5000 American Jan 19,
Class Options 2018
A
ordinary
USD 0.01 Call Purchased 1,600 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Purchased 1,000 42.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Put Purchased -1,000 17.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 2,400 35.0000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -21,000 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Purchased 5,400 42.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -4,200 35.0000 American Jan 20,
Class Options 2017
A
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
April 29, 2016 08:02 ET (12:02 GMT)
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