BARCLAYS PLC Form 8.3 - ARRIS
May 22 2015 - 9:27AM
UK Regulatory
TIDMBARC
FORM 8.3
PUBLIC
OPENING
POSITION
DISCLOSURE/DEALING
DISCLOSURE BY
A PERSON WITH
INTERESTS
IN RELEVANT
SECURITIES
REPRESENTING
1% OR
MORE
Rule 8.3
of the
Takeover
Code (the
"Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC NEW
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 May 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? PACE PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 31,593 0.02% 879,402 0.60%
(2) Cash-settled derivatives:
125,000 0.09% 740,183 0.51%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 4,800 0.00% 22,000 0.02%
(4)
TOTAL: 161,393 0.11% 1,641,585 1.13%
(b) Rights to subscribe for new securities (including directors and other executive options)
Class of
relevant
security
in relation
to
which
subscription
right exists
Details,
including
nature
of the rights
concerned and
relevant
percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
ORD Purchase 1 33.3500 USD
ORD Purchase 1 33.3900 USD
ORD Purchase 100 33.3200 USD
ORD Purchase 177 33.4859 USD
ORD Purchase 227 33.3769 USD
ORD Purchase 618 33.3743 USD
ORD Purchase 640 33.4103 USD
ORD Purchase 686 33.4026 USD
ORD Purchase 800 33.4224 USD
ORD Purchase 910 33.4044 USD
ORD Purchase 1,100 33.4127 USD
ORD Purchase 1,163 33.6000 USD
ORD Purchase 1,500 33.4620 USD
ORD Purchase 1,700 33.4952 USD
ORD Purchase 1,890 33.4050 USD
ORD Purchase 1,942 33.4783 USD
ORD Purchase 2,500 33.3943 USD
ORD Purchase 2,700 33.4017 USD
ORD Purchase 2,800 33.4689 USD
ORD Purchase 2,900 33.4274 USD
ORD Purchase 3,074 33.4718 USD
ORD Purchase 5,300 33.4554 USD
ORD Purchase 5,500 33.4568 USD
ORD Purchase 14,036 33.3250 USD
ORD Purchase 25,718 33.4350 USD
ORD Sale 40 33.5900 USD
ORD Sale 100 33.6400 USD
ORD Sale 101 33.3509 USD
ORD Sale 101 33.4600 USD
ORD Sale 200 33.4200 USD
ORD Sale 500 33.3940 USD
ORD Sale 600 33.5433 USD
ORD Sale 900 33.4322 USD
ORD Sale 900 33.4977 USD
ORD Sale 1,163 33.6000 USD
ORD Sale 2,000 33.4135 USD
ORD Sale 2,900 33.4782 USD
ORD Sale 3,200 33.4176 USD
ORD Sale 3,500 33.4696 USD
ORD Sale 3,520 33.4784 USD
ORD Sale 5,100 33.4140 USD
ORD Sale 6,733 33.4813 USD
ORD Sale 7,408 33.4175 USD
ORD Sale 14,036 33.3250 USD
ORD Sale 22,281 33.4270 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per unit
relevant
security description reference
securities
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Exercising/ exercised against Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of Nature of Dealings Details Price per unit (if
relevant
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details
of any
indemnity
or
option
arrangement,
or
any agreement
or
understanding,
formal
or informal,
relating
to relevant
securities
which may
be an
inducement to
deal
or refrain
from dealing
entered
into by
the person
making the
disclosure
and any
party to the
offer
or any person
acting
in concert
with
a party
to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details
of any
agreement,
arrangement
or
understanding,
formal
or
informal,
between the
person
making
the
disclosure
and any other
person
relating to:
(i) the
voting
rights
of
any relevant
securities
under
any option;
or
(ii) the
voting
rights of
future
acquisition
or
disposal
of any
relevant
securities
to which
any
derivative
is
referenced:
NONE
(c) Attachments
Is YES
a
Supplemental
Form 8 (Open
Positions)
attached?
Date 22 May 2015
of
disclosure:
Contact name: Jay Supaya
Telephone 020 7773 0635
number:
SUPPLEMENTAL
FORM 8
(OPEN
POSITIONS)
DETAILS OF
OPEN
OPTION
AND
DERIVATIVE
POSITIONS,
AGREEMENTS
TO
PURCHASE OR
SELL ETC.
Note 5(i)
on Rule
8 of the
Takeover Code
(the "Code")
1. KEY INFORMATION
Identity Barclays PLC.
of the
person whose
positions/dealings
are
being
disclosed:
Name ARRIS GROUP INC NEW
of
offeror/offeree
in relation
to whose
relevant
securities
this from
relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Purchased -2,100 27.5000 American 21 Aug 2015
ORD Put Options Purchased -900 30.0000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 1,800 35.0000 American 21 Aug 2015
ORD Call Options Purchased 100 35.0000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -300 32.5000 American 19 Jun 2015
ORD Call Options Written -900 32.5000 American 21 Aug 2015
ORD Call Options Written -200 35.0000 American 19 Jun 2015
ORD Call Options Written -1,400 37.5000 American 19 Jun 2015
ORD Call Options Written -12,400 37.5000 American 20 Nov 2015
ORD Call Options Written -3,800 40.0000 American 19 Jun 2015
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details
should
be given
so that the
nature
of
the interest
or position
can be fully
understood:
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