TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 September 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 39,072 0.03% 398,701 0.27%
(2) Cash-settled
derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled
derivatives
(including options)
and agreements to 8,900 0.01% 14,200 0.01%
purchase/DEALING:
(4)
TOTAL: 172,972 0.13% 827,260 0.56%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 173 25.7804 USD
ORD Purchase 200 25.7950 USD
ORD Purchase 252 25.9142 USD
ORD Purchase 300 25.8065 USD
ORD Purchase 315 25.8004 USD
ORD Purchase 500 25.8000 USD
ORD Purchase 526 25.9700 USD
ORD Purchase 800 25.6475 USD
ORD Purchase 800 25.8051 USD
ORD Purchase 900 25.8099 USD
ORD Purchase 1,000 25.7670 USD
ORD Purchase 1,100 25.7786 USD
ORD Purchase 1,500 25.7930 USD
ORD Purchase 1,600 25.7965 USD
ORD Purchase 1,729 25.7305 USD
ORD Purchase 3,286 25.7731 USD
ORD Purchase 3,500 25.7458 USD
ORD Purchase 7,400 25.7649 USD
ORD Purchase 13,237 25.7634 USD
ORD Purchase 13,953 25.7164 USD
ORD Purchase 36,375 25.6643 USD
ORD Sale 300 25.8350 USD
ORD Sale 305 25.9700 USD
ORD Sale 500 25.8670 USD
ORD Sale 1,000 25.5910 USD
ORD Sale 1,100 25.7644 USD
ORD Sale 1,200 25.7416 USD
ORD Sale 2,043 25.7067 USD
ORD Sale 2,100 25.7114 USD
ORD Sale 2,100 25.7942 USD
ORD Sale 2,400 25.6274 USD
ORD Sale 3,600 25.7402 USD
ORD Sale 3,971 25.6242 USD
ORD Sale 4,399 25.7186 USD
ORD Sale 4,600 25.6644 USD
ORD Sale 4,773 25.7765 USD
ORD Sale 5,100 25.6780 USD
ORD Sale 6,655 25.6490 USD
ORD Sale 7,010 25.7006 USD
ORD Sale 8,250 25.6783 USD
ORD Sale 27,538 25.7642 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Sep 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
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