DGO Dragon Oil

 
TIDMDGO 
 
 

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

 
Name of exempt principal trader:          BARCLAYS CAPITAL SECURITIES LTD 
Company dealt in                          DRAGON OIL PLC 
Class of relevant security to which the   EUR0.10 ordinary shares 
dealings being disclosed relate 
Date of dealing                           23 April 2015 
 
 

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 
Class of relevant                   ORD 
security: 
                                    Interests       Short Positions 
                                    Number   (%)    Number   (%) 
(1)                 Relevant 
                    securities 
                    owned 
                                    648,669  0.13%  394,382  0.08% 
(2)                 Derivatives 
                    (other 
                    than options): 
                                    344,585  0.07%  598,872  0.12% 
(3)                 Options and 
                    agreements 
                    to 
                    purchase/sell:  0        0.00%  0        0.00% 
                    TOTAL:          993,254  0.20%  993,254  0.20% 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 
Class of relevant security:                   Long         Short 
                                              Number  (%)  Number  (%) 
(1) Relevant securities 
(2) Derivatives (other than options) 
(3) Options and agreements to purchase/sell 
Total 
 
 

3. DEALINGS (Note 3)

(a) Purchases and sales

 
Purchase/sell   Number of   Price per unit 
                securities 
Purchase        49          6.4975 GBP 
Purchase        81          6.4850 GBP 
Purchase        313         6.4401 GBP 
Purchase        335         9.0205 EUR 
Purchase        441         6.4906 GBP 
Purchase        531         6.4372 GBP 
Purchase        1,165       6.4333 GBP 
Purchase        2,897       6.4553 GBP 
Purchase        17,547      6.4524 GBP 
Purchase        25,123      6.4629 GBP 
Sale            49          6.4975 GBP 
Sale            51          6.4550 GBP 
Sale            99          6.4852 GBP 
Sale            120         6.4100 GBP 
Sale            362         9.0188 EUR 
Sale            400         6.4200 GBP 
Sale            615         6.5100 GBP 
Sale            1,021       9.0248 EUR 
Sale            5,000       6.4950 GBP 
Sale            18,583      6.4512 GBP 
 
 

(b) Derivatives transactions (other than options transactions)

 
Product   Nature of transaction  Number of relevant  Price per unit 
                                 securities 
name 
CFD       Long                   199                 6.4801 GBP 
CFD       Long                   335                 6.4736 GBP 
CFD       Long                   362                 9.0188 EUR 
SWAP      Long                   800                 6.4649 GBP 
CFD       Long                   1,021               9.0225 EUR 
CFD       Long                   5,000               6.4942 GBP 
SWAP      Short                  100                 6.4251 GBP 
CFD       Short                  335                 9.0227 EUR 
CFD       Short                  975                 6.4664 GBP 
CFD       Short                  1,021               6.4542 GBP 
CFD       Short                  1,770               6.4803 GBP 
CFD       Short                  1,787               6.4257 GBP 
SWAP      Short                  11,742              6.4619 GBP 
SWAP      Short                  12,169              6.4656 GBP 
 
 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

 
Product     Writing,      Number      Exercise  Type,      Expiry date  Option 
name,       selling,      of          price     e.g.                    money 
e.g. call   purchasing,   securities            American,               paid/received 
option      varying etc.  to which              European                per unit 
                          the                   etc.                    (Note 4) 
                          option 
                          relates 
                          (Note 7) 
 
 

(ii) Exercising

 
Product name,      Number of securities  Exercise price per unit (Note 4) 
e.g. call option 
 
 

(d) Other dealings (including transactions in respect of new securities) (Note 3)

 
Nature of transaction   Details  Price per unit 
(Note 7)                         (if applicable) (Note 4) 
 
 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 
Is a Supplemental Form    NO 
38.5(b) attached? 
Date of disclosure:       24 Apr 2015 
Contact name:             Jay Supaya 
Telephone number:         020 7773 0635 
Name of offeree/sell   Emirates National Oil Company 
with which connected 
Nature of connection      Financial Adviser 
 
 
 
 
This information is provided by Business Wire 
 
 

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