BARCLAYS PLC FORM 38.5(b) - DRAGON OIL PLC
March 27 2015 - 7:19AM
UK Regulatory
TIDMDGO
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the EUR0.10 ordinary shares
dealings being disclosed relate
Date of dealing 26 March 2015
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
583,743 0.12% 435,692 0.09%
(2) Derivatives (other than options):
422,656 0.09% 570,707 0.12%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,006,399 0.20% 1,006,399 0.20%
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sell Number of Price per unit
securities
Purchase 497 5.9100 GBP
Purchase 1,466 5.9700 GBP
Purchase 7,606 5.8675 GBP
Purchase 11,445 5.9151 GBP
Purchase 11,461 5.9152 GBP
Purchase 13,982 7.9858 EUR
Purchase 15,393 5.9150 GBP
Purchase 17,379 5.9143 GBP
Purchase 27,501 5.8952 GBP
Sale 500 5.9000 GBP
Sale 776 5.9096 GBP
Sale 1,307 5.8827 GBP
Sale 1,466 5.9700 GBP
Sale 4,168 7.9911 EUR
Sale 25,646 5.9032 GBP
Sale 56,500 5.9149 GBP
(b) Derivatives transactions (other than options
transactions)
Product Nature of transaction Number of relevant Price per unit
securities
name
SWAP Long 100 5.9799 GBP
CFD Long 106 5.8913 GBP
CFD Long 699 7.9981 EUR
CFD Long 1,068 8.0096 EUR
CFD Long 2,401 7.9777 EUR
SWAP Long 3,710 5.9037 GBP
CFD Long 5,302 5.8828 GBP
CFD Long 8,652 5.8876 GBP
SWAP Long 10,359 5.9228 GBP
CFD Short 346 8.0356 EUR
CFD Short 1,056 5.8952 GBP
CFD Short 1,079 7.9877 EUR
CFD Short 3,905 7.9977 EUR
CFD Short 6,784 5.8618 GBP
SWAP Short 8,365 5.9036 GBP
CFD Short 8,652 7.9813 EUR
CFD Short 8,717 5.9083 GBP
SWAP Short 9,860 5.8778 GBP
(c) Options transactions in respect of existing relevant
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry date Option
name, selling, of price e.g. money
e.g. call purchasing, securities American, paid/received
option varying etc. to which European per unit
the etc. (Note 4)
option
relates
(Note 7)
(ii) Exercising
Product name, Number of securities Exercise price per unit (Note 4)
e.g. call option
(d) Other dealings (including transactions in respect of new
securities) (Note 3)
Nature of transaction Details Price per unit
(Note 7) (if applicable) (Note 4)
Ap29
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred
to on this form or relating to the voting rights or future
acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form NO
38.5(b) attached?
Date of disclosure: 27 Mar 2015
Contact name: Jay Supaya
Telephone number: 0207 773 0635
Name of offeree/sell Emirates National Oil Company
with which connected
Nature of connection Financial Adviser
This information is provided by Business Wire
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