Amended Statement of Changes in Beneficial Ownership (4/a)
February 13 2015 - 6:53PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BOLDING BARRY CHARLES
|
2. Issuer Name
and
Ticker or Trading Symbol
CRAY INC
[
CRAY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
VP, Mktg and Business Dev.
|
(Last)
(First)
(Middle)
C/O CRAY INC., 901 FIFTH AVENUE,, SUITE 1000
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/19/2011
|
(Street)
SEATTLE, WA 98164
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/19/2011
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
|
53965
(1)
|
D
|
|
Common Stock
|
|
|
|
|
|
|
|
2163
(2)
|
I
|
By 401(k) plan
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
This amendment is being filed solely to correct the share holdings reported on this line. The reporting person's original Form 4 filed on May 19, 2011 inadvertently included an additional 261 shares. The original filing reported the inclusion of (a) 261 shares acquired on March 15, 2010, (b) 204 shares acquired on June 15, 2010, (c) 253 shares acquired on September 15, 2010,(d) 180 shares acquired on December 15, 2010, and (e) 137 shares acquired on March 15, 2011, under the issuer's employee stock purchase plan, which transactions were exempt from the SEC's Section 16 reporting requirements. No new transactions are being reported herein.
|
(
2)
|
In 2010, the reporting person acquired 169 shares under the Cray 401(k) plan through Company matching contributions of common stock, which transaction was exempt from the SEC's Section 16 reporting requirements.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
BOLDING BARRY CHARLES
C/O CRAY INC., 901 FIFTH AVENUE,
SUITE 1000
SEATTLE, WA 98164
|
|
|
VP, Mktg and Business Dev.
|
|
Signatures
|
By Michael C. Piraino, Attorney-in-Fact for Barry C. Bolding
|
|
2/13/2015
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Cray (NASDAQ:CRAY)
Historical Stock Chart
From Mar 2024 to Apr 2024
Cray (NASDAQ:CRAY)
Historical Stock Chart
From Apr 2023 to Apr 2024