Aldermore Group PLC Holding(s) in Company (0732V)
April 13 2016 - 5:46AM
UK Regulatory
TIDMALD
RNS Number : 0732V
Aldermore Group PLC
13 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Aldermore Group Plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------ ---------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ---------------------------------
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
------------------------------------------------------------------ ---------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ---------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ---------------------------------
3. Full name of person(s) Morgan Stanley
subject to the (Institutional Securities Group
notification obligation: and Global Wealth Management)
(iii)
----------------------------------------------------------- ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ----------------------------------------
5. Date of the transaction 08/04/2016
and date on
which the threshold is crossed
or
reached: (v)
----------------------------------------------------------- ----------------------------------------
6. Date on which issuer notified: 12/04/2016
----------------------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are 6%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- ----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- --------------------------- --------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ----------- -------------- ---------------- ----------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- --------- ---------- ---------------- ---------------- ----------- ------------ -----------
GB00BQQMCJ47 259,882 259,882 653,037 653,037 0.19%
--------------- ----------- -------------- ---------------- ---------------- ----------- ------------ -----------
B,: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ----------------------- -------------------- ------------------------------- ---------------------
Right of Recall
over a
securities
lending
agreement n/a n/a 20,738,264 6.02%
----------------- ----------------------- -------------------- ------------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date (xvii) Conversion voting rights rights (xix,
instrument period instrument xx)
(xviii) refers to
------------- ------------------------- ---------------- ------------------ --------------- -----------------------
Nominal Delta
------------- ------------------------- ---------------- ------------------ --------------- ------------ ---------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ ----------------------------------------------------------
21,391,301 6.21%
------------------------------------------------------------ ----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------
Morgan Stanley & Co. International plc, 25 Cabot Square,
Canary Wharf, London E14 4QA is a direct holder of
21,391,301 voting rights (6.21%) and is a subsidiary
of Morgan Stanley Investments (UK)
Morgan Stanley Investments (UK), 20 Bank Street, Canary
Wharf, London E14 4AD is an indirect holder of 21,391,301
voting rights (6.21%) and is a subsidiary of Morgan
Stanley UK Group
Morgan Stanley UK Group, 25 Cabot Square, Canary Wharf,
London E14 4QA is an indirect holder of
21,391,301 voting rights (6.21%) and is a subsidiary
of Morgan Stanley International Limited.
Morgan Stanley International Limited, 25 Cabot Square,
Canary Wharf, London E14 4QA is an indirect holder
of 21,391,301 voting rights (6.21%) and is a subsidiary
of Morgan Stanley International Holdings Inc.
Morgan Stanley International Holdings Inc., c/o The
Corporation Trust Company, Corporation Trust Center,
1209 Orange Street, Wilmington, Delaware DE 19801,
USA is an indirect holder of
21,391,301 voting rights (6.21%) and is a subsidiary
of Morgan Stanley.
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- ---------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- ---------------------------------------
Morgan Stanley's total holding
13. Additional information: in Aldermore Group Plc remains
above the 6% threshold previously
(MORE TO FOLLOW) Dow Jones Newswires
April 13, 2016 05:46 ET (09:46 GMT)
disclosed, however, this notification
is being made on the basis that
the holding in sections 8(b)+8(c)
has crossed a relevant threshold
in their own right at the component
level.
------------------------------------------------------- ---------------------------------------
14. Contact name:
Craig Horsley
------------------------------------------------------- ---------------------------------------
15. Contact telephone
number: 0141 245 7736
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This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLIJMLTMBIBMMF
(END) Dow Jones Newswires
April 13, 2016 05:46 ET (09:46 GMT)
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