Amended Current Report Filing (8-k/a)
October 05 2016 - 4:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): August 1, 2016
Symantec Corporation
(Exact Name of Registrant as Specified in Charter)
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Delaware
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000-17781
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77-0181864
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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350 Ellis Street, Mountain View, CA
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94043
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants Telephone Number, Including Area Code (650) 527-8000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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This amendment is being filed to amend and supplement Item 9.01 of the Current Report on Form 8-K
filed by Symantec Corporation (Symantec) on August 1, 2016 to include the historical audited and unaudited financial statements of Blue Coat, Inc. (Blue Coat), the business acquired, and the unaudited Pro Forma Condensed
Combined Financial Statements required by Article XI of Regulation S-X.
Item 9.01. Financial Statements and Exhibits
(a)
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Financial Statements of Business Acquired
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The unaudited Condensed Consolidated
Financial Statements of Blue Coat as of July 31, 2016 and for the three months ended July 31, 2016, and the notes related thereto are filed as Exhibit 99.01 to this amendment and are incorporated in their entirety herein by reference.
The audited Consolidated Financial Statements of Blue Coat as of April 30, 2015 (predecessor) and April 30, 2016 (successor), and for the
years ended April 30, 2014 (predecessor), April 30, 2015 (predecessor) and periods May 1, 2015 to May 22, 2015 (predecessor) and May 23, 2015 to April 30, 2016 (successor), and the notes related thereto, contained in pages F-1 to F-48 of Blue
Coats Registration Statement on Form S-1/A (No. 333- 211786) filed with the Securities and Exchange Commission (the SEC) on June 7, 2016, are filed as Exhibit 99.02 to this amendment and are incorporated herein by reference.
(b)
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Pro Forma Financial Information
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The Companys unaudited Pro Forma Condensed
Combined Financial Statements for the year ended April 1, 2016 and as of and for the three months ended July 1, 2016, and the notes related thereto are filed as Exhibit 99.03 to this amendment and are incorporated in their entirety herein by
reference.
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Exhibit
Number
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Exhibit Title or Description
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23.01
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Consent of Independent Registered Public Accounting Firm, with respect to Blue Coat for the successor period.
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23.02
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Consent of Independent Registered Public Accounting Firm, with respect to Blue Coat for the predecessor period.
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99.01
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Unaudited Condensed Consolidated Financial Statements of Blue Coat as of July 31, 2016 and for the three months ended July 31, 2016, and the notes related thereto.
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99.02
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Audited Consolidated Financial Statements of Blue Coat as of April 30, 2015 (predecessor) and April 30, 2016 (successor), and for the years ended April 30, 2014 (predecessor), April 30, 2015 (predecessor) and periods May 1, 2015 to
May 22, 2015 (predecessor) and May 23, 2015 to April 30, 2016 (successor), and the notes related thereto.
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99.03
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Unaudited Pro Forma Condensed Combined Financial Statements of Symantec for the year ended April 1, 2016, and as of and for the three months ended July 1, 2016, and the notes related thereto.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Symantec Corporation
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Date: October 5, 2016
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By:
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/s/ THOMAS J. SEIFERT
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Thomas J. Seifert
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Executive Vice President and Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
Number
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Exhibit Title or Description
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23.01
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Consent of Independent Registered Public Accounting Firm, with respect to Blue Coat for the successor period.
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23.02
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Consent of Independent Registered Public Accounting Firm, with respect to Blue Coat for the predecessor period.
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99.01
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Unaudited Condensed Consolidated Financial Statements of Blue Coat as of July 31, 2016 and for the three months ended July 31, 2016, and the notes related thereto.
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99.02
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Audited Consolidated Financial Statements of Blue Coat as of April 30, 2015 (predecessor) and April 30, 2016 (successor), and for the years ended April 30, 2014 (predecessor), April 30, 2015 (predecessor) and periods May 1, 2015 to
May 22, 2015 (predecessor) and May 23, 2015 to April 30, 2016 (successor), and the notes related thereto.
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99.03
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Unaudited Pro Forma Condensed Combined Financial Statements for the year ended April 1, 2016, and as of and for the three months ended July 1, 2016, and the notes related thereto.
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