Current Report Filing (8-k)
February 07 2017 - 8:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of
report: February 2, 2017
(Date
of earliest event reported)
E*TRADE
Financial Corporation
(Exact
name of Registrant as Specified in its Charter)
Delaware
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1-11921
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94-2844166
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(State or other jurisdiction
of incorporation or
organization)
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(Commission File Number)
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(I.R.S. Employer
Identification Number)
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1271 Avenue of the Americas, 14th Floor, New York, New York
10020
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(Address
of Principal Executive Offices and Zip Code)
|
(646) 521-4300
(Registrant’s Telephone Number, including Area
Code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 7.01.
|
REGULATION FD DISCLOSURE
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E*TRADE Financial Corporation (the “Company”) is presenting at the
Credit Suisse Financial Services Forum today, February 7, 2017. During
the presentation, the Company will discuss its Daily Average Revenue
Trades (DARTs) for the month of January. For January 2017, the Company
reports DARTs of 201,464, an eight percent increase from December 2016.
Derivatives represented 29 percent of total DARTs in January, unchanged
from the prior month. The Company intends to issue its standard monthly
activity report for January on or about February 14, 2017. Additionally,
a copy of the Company’s updated presentation is available on its
corporate website,
about.etrade.com
.
Investors should note that the Company announces material financial
information in SEC filings, press releases, and public conference calls.
Based on guidance from the SEC, the Company may also use the Investor
Relations section of its corporate website,
about.etrade.com
, to
communicate with investors about the Company. It is possible that the
financial and other information posted there could be deemed to be
material information. The information on the Company’s corporate website
is not part of this filing.
The information appearing in this Item 7.01 shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange act of 1934, or
otherwise subject to the liabilities of that section.
On February 2, 2017, the Board of Directors of the Company declared a
cash dividend of $32.638889 per share on its Fixed-to-Floating Rate
Non-Cumulative Perpetual Preferred Stock, Series A. This cash dividend
will be distributed on March 15, 2017 to stockholders of record as of
the close of business on February 28, 2017.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date:
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February 7, 2017
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E*TRADE FINANCIAL CORPORATION
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By:
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/s/ Lori S. Sher
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Name:
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Lori S. Sher
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Title:
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Corporate Secretary
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