EPT Disclosure
December 03 2008 - 6:14AM
UK Regulatory
RNS Number : 4580J
Merrill Lynch International
03 December 2008
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in British Airways Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
6,717,505 GBP 1.61 GBP 1.36
Total number of securities Highest price received Lowest price received
sold
6,233,203 GBP 1.63 GBP 1.42
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 523,837 GBP 1.56
Long Swap LONG 4,654 GBP 1.38
Long Swap LONG 18,613 GBP 1.54
Long Swap LONG 30,235 GBP 1.54
Long Swap LONG 40,338 GBP 1.38
Long Swap LONG 53,474 GBP 1.52
Long Swap LONG 73,384 GBP 1.56
Long Swap LONG 79,396 GBP 1.53
Long Swap LONG 112,836 GBP 1.56
Long Swap LONG 142,823 GBP 1.53
Long Swap LONG 278,048 GBP 1.54
Long Swap LONG 322,985 GBP 1.54
Long Swap LONG 14 GBP 1.52
Long Swap LONG 374,045 GBP 1.53
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 102 GBP 1.53
Short Swap SHORT 380,231 GBP 1.53
Short Swap SHORT 298,492 GBP 1.55
Short Swap SHORT 279,517 GBP 1.53
Short Swap SHORT 173,058 GBP 1.53
Short Swap SHORT 79,410 GBP 1.53
Short Swap SHORT 75,806 GBP 1.52
Short Swap SHORT 42,529 GBP 1.55
Short Swap SHORT 24,564 GBP 1.52
Short Swap SHORT 4,677 GBP 1.52
Short Swap SHORT 4,557 GBP 1.55
Short Swap SHORT 2,222 GBP 1.52
Short Swap SHORT 405,215 GBP 1.55
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 03/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected British Airways Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Axon Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
8,453 GBP 6.45 GBP 6.43
Total number of securities Highest price received Lowest price received
sold
2,000 GBP 6.44 GBP 6.44
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 2,000 GBP 6.45
Long Swap LONG 1,057 GBP 6.43
Long Swap LONG 463 GBP 6.45
Long Swap LONG 160 GBP 6.45
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,000 GBP 6.44
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 03/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected HCL EAS Limited
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,961,066 GBP 1.65 GBP 1.48
Total number of securities Highest price received Lowest price received
sold
2,522,558 GBP 1.62 GBP 1.47
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 55,222 GBP 1.53
Long Swap LONG 61,756 GBP 1.49
Long Swap LONG 124,392 GBP 1.53
Long Swap LONG 159,825 GBP 1.50
Long Swap LONG 643,759 GBP 1.53
Long Swap LONG 42,748 GBP 1.53
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 159,825 GBP 1.51
Short Swap SHORT 200,989 GBP 1.53
Short Swap SHORT 4,517 GBP 1.51
Short Swap SHORT 138,433 GBP 1.50
Short Swap SHORT 124,392 GBP 1.53
Short Swap SHORT 61,756 GBP 1.50
Short Swap SHORT 42,748 GBP 1.51
Short Swap SHORT 25,462 GBP 1.53
Short Swap SHORT 24,264 GBP 1.53
Short Swap SHORT 643,759 GBP 1.53
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 03/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 02/12/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
246,117 GBP 0.91 GBP 0.86
Total number of securities Highest price received Lowest price received
sold
341,754 GBP 0.91 GBP 0.86
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 163,230 GBP 0.90
Long Swap LONG 2,511 GBP 0.89
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,511 GBP 0.89
Short Swap SHORT 58,748 GBP 0.91
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 03/12/2008
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
�
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The company news service from the London Stock Exchange
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