Initial Statement of Beneficial Ownership (3)
May 08 2020 - 11:07AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Schapper Aaron M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/28/2020
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3. Issuer Name and Ticker or Trading Symbol
VALMONT INDUSTRIES INC [VMI]
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(Last)
(First)
(Middle)
VALMONT INDUSTRIES INC, ONE VALMONT PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP Infrastructure / |
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(Street)
OMAHA, NE 68154
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 6122 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-Qualified Stock Option (right to buy) | 12/9/2014 | 12/9/2020 | Common Stock | 940 | $145.25 | D | |
| Non-Qualified Stock Option (right to buy) | 12/8/2015 | 12/8/2021 | Common Stock | 1176 | $132.84 | D | |
| Non-Qualified Stock Option (right to buy) | 12/16/2016 | 12/16/2022 | Common Stock | 2318 | $104.47 | D | |
| Non-Qualified Stock Option (right to buy) | 12/19/2017 | 12/19/2023 | Common Stock | 3329 | $151.9 | D | |
| Non-Qualified Stock Option (right to buy) | 12/18/2018 (2) | 12/18/2024 | Common Stock | 3413 | $164.35 | D | |
| Non-Qualified Stock Option (right to buy) | 12/17/2019 (3) | 12/17/2025 | Common Stock | 5323 | $112.08 | D | |
| Non-Qualified Stock Option (right to buy) | 12/17/2023 (4) | 12/17/2025 | Common Stock | 5000 | $112.08 | D | |
| Non-Qualified Stock Option (right to buy) | 12/16/2020 (5) | 12/16/2026 | Common Stock | 6242 | $147.31 | D | |
| Explanation of Responses: |
| (1) | Includes restricted stock unit awards which are settled in shares on vesting and which vest (i) 301 share increments on December 18, 2020, (ii) 472 share increments on December 17, 2020 and December 17, 2021, and (iii) 553 share increments on December 16, 2020 and December 16, 2021 and 552 share increments on December 16, 2022. |
| (2) | The option vests in three equal installments commencing on December 18, 2018. |
| (3) | The option vests in three equal installments commencing on December 17, 2019. |
| (4) | The option vests on December 17, 2023. |
| (5) | The option vests in three equal installments commencing on December 16, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Schapper Aaron M
VALMONT INDUSTRIES INC
ONE VALMONT PLAZA
OMAHA, NE 68154 |
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| EVP Infrastructure |
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Signatures
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| /s/ R. Andrew Massey for Aaron M. Schapper | | 5/8/2020 |
| **Signature of Reporting Person | Date |
Valmont Industries (NYSE:VMI)
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