Amended Statement of Ownership (sc 13g/a)
February 14 2019 - 4:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under the Securities
Exchange Act of 1934
(Amendment
No. 1)*
The
Manitowoc Company, Inc.
|
(Name
of Issuer)
|
Common
Stock, par value $.01
|
(Title
of Class of Securities)
|
December
31, 2018
|
(Date
of Event Which Requires Filing of this Statement)
|
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
x
Rule 13d-1(c)
o
Rule 13d-1(d)
*The remainder
of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page.
The information
required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP No
|
563571405
|
|
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
Ryan
Heslop
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
United
States
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
3,371,603
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.5%
1
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
1
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
CUSIP No
|
563571405
|
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
Ariel
Warszawski
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
United
States
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
3,371,603
|
|
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
o
|
|
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
|
|
9.5%
2
|
|
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
|
|
IN
|
|
|
|
|
|
|
|
|
|
2
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
Firefly
Value Partners, LP
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
Delaware
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
3,371,603
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.5%
3
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
PN,
IA
|
|
|
3
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
FVP
GP, LLC
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
Delaware
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
3,371,603
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.5%
4
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
4
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
Firefly
Management Company GP, LLC
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
Delaware
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
3,371,603
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.5%
5
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
OO
|
|
|
5
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
|
|
|
1.
|
NAME
OF REPORTING PERSONS
|
|
|
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
|
|
|
|
FVP
Master Fund, L.P.
|
|
|
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
x
|
|
|
|
3.
|
SEC
USE ONLY
|
|
|
|
|
|
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
|
|
Cayman
Islands
|
|
|
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
|
|
|
5.
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
|
|
|
|
6.
|
SHARED
VOTING POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
7.
|
SOLE
DISPOSITIVE POWER
|
|
|
|
|
|
0
|
|
|
|
|
8.
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
3,371,603
|
|
|
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
3,371,603
|
|
|
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
|
|
9.5%
6
|
|
|
|
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
PN
|
|
|
6
|
Based
on 35,585,950 shares of Common Stock of the Company outstanding as of September 30, 2018.
|
Item
1.
|
(a).
|
The
name of the issuer is The Manitowoc Company, Inc. (the “Issuer”).
|
|
|
|
|
|
|
|
|
|
|
(b).
|
The
principal executive office of the Issuer is located at 11270 West Park Place, Suite 1000, Milwaukee, Wisconsin 53224.
|
|
|
|
|
|
Item
2.
|
(a).
|
This
Schedule 13G (this “Statement”) is being filed by: (i) FVP Master Fund, L.P., a Cayman Islands exempted limited
partnership (“FVP Master Fund”), (ii) Firefly Value Partners, LP, a Delaware limited partnership (“Firefly
Partners”), which serves as the investment manager of FVP Master Fund, (iii) FVP GP, LLC, a Delaware limited liability
company (“FVP GP”), which serves as the general partner of FVP Master Fund, (iv) Firefly Management Company GP,
LLC, a Delaware limited liability company (“Firefly Management”), which serves as the general partner of Firefly
Partners, and (v) Messrs. Ryan Heslop and Ariel Warszawski, the managing members of FVP GP and Firefly Management (all of
the foregoing, collectively, “Reporting Persons”). FVP Master Fund is a private investment vehicle formed for
the purpose of investing and trading in a wide variety of securities and financial instruments. FVP Master Fund directly owns
all of the shares reported in this Statement. Messrs. Heslop and Warszawski, Firefly Partners, Firefly Management and FVP
GP may be deemed to share with FVP Master Fund voting and dispositive power with respect to such shares.
|
|
|
|
|
|
|
|
|
|
|
(b).
|
The
Principal Business Office of FVP Master Fund is:
|
|
|
|
|
|
|
|
c/o dms Corporate Services,
Ltd.
P.O. Box 1344
dms House
20 Genesis Close
Grand Cayman, KY1-1108
Cayman Islands
The Principal Business Office
of Messrs. Heslop and Warszawski, Firefly Partners, FVP GP and Firefly Management is:
601 West 26
th
Street, Suite 1520, New York, NY 10001
|
|
|
|
|
|
|
(c)
|
For
citizenship information see item 4 of the cover sheet of each Reporting Person.
|
|
|
|
|
|
|
(d).
|
This
Statement relates to the Common Stock, par value $.01 of the Issuer.
|
|
|
|
|
|
|
|
|
|
|
(e).
|
CUSIP
Number:
|
|
|
|
|
|
|
|
563571405
|
|
Item
3.
|
|
If
this Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
|
|
|
|
|
|
(a)
|
o
|
Broker
or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
|
|
|
|
|
|
(b)
|
o
|
Bank
as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
|
|
|
|
|
|
(c)
|
o
|
Insurance
company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
|
|
|
|
|
|
(d)
|
o
|
Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
|
|
|
(e)
|
x
|
An
investment adviser in accordance with
§
240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
(f)
|
o
|
An
employee benefit plan or endowment fund in accordance with
§
240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
(g)
|
o
|
A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
(h)
|
o
|
A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
|
(i)
|
o
|
A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
|
(j)
|
o
|
Group,
in accordance with 240.13d-1(b)(1)(ii)(J);
|
Item
4.
|
Ownership.
|
|
|
|
See
Items 5-9 and 11 on the cover page for each Reporting Person, and Item 2. The percentage ownership of each Reporting Person
is based on 35,585,949 shares of Common Stock outstanding as of September 30, 2018, as reported in the Issuer’s quarterly
report on Form 10-Q filed on November 6, 2018.
|
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
|
|
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following
o
|
|
|
Item
6.
|
Ownership
of More Than Five Percent on Behalf of Another Person.
|
|
|
|
Not
applicable.
|
|
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
|
|
|
Not
applicable.
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
|
|
|
Not
applicable.
|
|
|
Item
9.
|
Notice
of Dissolution of Group.
|
|
|
|
Not
applicable
|
|
|
Item
10.
|
Certification.
|
|
|
(a)
|
Not
applicable.
|
|
|
(b)
|
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
|
February
14, 2019
|
|
(Date)
|
|
|
|
By:
/s/ Ryan Heslop
|
|
(Signature)
|
|
|
|
Ariel Warszawski
Firefly Value Partners, LP
FVP GP, LLC
Firefly Management Company,
GP LLC
FVP Master Fund, L.P.
|
|
|
|
By:
/s/Ariel Warszawski
|
Ariel
Warszawski, for himself and as Managing
Member of FVP GP (for itself and as general partner
of FVP Master Fund) and Firefly
Management
(for itself and as general partner of Firefly Partners)
|
|
EXHIBIT
INDEX
Exhibit
No.
|
|
Document
|
99.1
|
|
Joint
Filing Agreement, dated February 14, 2019, among Ryan Heslop, Ariel Warszawski, Firefly Value Partners, LP, FVP GP, LLC, Firefly
Management Company GP, LLC and FVP Master Fund, L.P. to file this joint statement on Schedule 13G.
|
Manitowoc (NYSE:MTW)
Historical Stock Chart
From Aug 2024 to Sep 2024
Manitowoc (NYSE:MTW)
Historical Stock Chart
From Sep 2023 to Sep 2024