Initial Statement of Beneficial Ownership (3)
November 27 2020 - 1:59PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Singh Krishna Pal |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/16/2020
|
3. Issuer Name and Ticker or Trading Symbol
Eos Energy Enterprises, Inc. [EOSE]
|
(Last)
(First)
(Middle)
C/O WILLIAM F. GILL, ESQUIRE, 1 HOLTEC BLVD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Street)
CAMDEN, NJ 08104
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2537512 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Options | (2) | 8/20/2030 | Common Stock | 86457 | $8.67 | I | See footnote (3) |
Explanation of Responses: |
(1) | Represents securities held directly by Holtec International, Singh Real Estate Enterprises Inc., Tequesta Properties Inc. and HI-MED, LLC. Mr. Singh holds direct and/or indirect ownership of these entities and holds the full voting and dispositive power with respect to Holtec International, Tequesta Properties, Inc. and HI-MED, LLC. |
(2) | Options vest in four equal, annual installments beginning August 20, 2021, provided that Holtec International remains in continuous service through the applicable vesting date. |
(3) | Represents options to purchase common stock of the Issuer held directly by Holtec International. Mr. Singh holds direct and/or indirect ownership of this entity and holds the full voting and dispositive power with respect to such securities. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Singh Krishna Pal C/O WILLIAM F. GILL, ESQUIRE 1 HOLTEC BLVD CAMDEN, NJ 08104 | X |
|
|
|
Signatures
|
/s/ Sagar Kurada as attorney-in-fact for Krishna Singh | | 11/27/2020 |
**Signature of Reporting Person | Date |
B Riley Principal Merger... (NYSE:BMRG)
Historical Stock Chart
From Aug 2024 to Sep 2024
B Riley Principal Merger... (NYSE:BMRG)
Historical Stock Chart
From Sep 2023 to Sep 2024