Amended Statement of Beneficial Ownership (sc 13d/a)
May 06 2015 - 4:43PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of
1934
(Amendment No. 1)*
SUPERVALU INC. |
(Name of Issuer) |
Common Stock, Par Value $0.01 Per Share |
(Title of Class of Securities) |
868536103 |
(CUSIP Number) |
|
Mr. Stephen Feinberg
c/o Cerberus Capital Management, L.P.
875 Third Avenue, 11th Floor
New York, NY 10022
(212) 891-2100 |
|
with a copy to:
Robert G. Minion, Esq.
Lowenstein Sandler LLP
1251 Avenue of the Americas, 17th Floor
New York, New York 10020
(646) 414-6930 |
|
(Name, Address
and Telephone Number of Person
Authorized to Receive Notices and Communications) |
|
April 28, 2015 |
(Date of Event Which Requires Filing of this Statement) |
If the filing person has previously
filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(e), (f) or (g), check the following box. o
Note: Schedules filed in paper format
shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to
whom copies are to be sent.
*The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 868536103 |
1. |
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): |
|
Stephen Feinberg |
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2. |
Check the Appropriate Box if a Member of a Group |
(a) [ * ] |
|
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(b) [ * ] |
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3. |
SEC Use Only |
4. |
Source of Funds (See Instructions): WC |
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): |
|
Not Applicable |
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6. Citizenship or Place of Organization: United States |
|
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Number of |
7. Sole Voting Power: |
5,213,674* |
|
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Shares Beneficially |
8. Shared Voting Power: |
0* |
|
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Owned by |
|
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Each Reporting |
9. Sole Dispositive Power: |
5,213,674* |
|
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Person With |
10. Shared Dispositive Power: |
0* |
|
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11. |
Aggregate Amount Beneficially Owned by Each Reporting Person: |
5,213,674* |
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares |
|
(See Instructions): [ ] |
|
|
13. |
Percent of Class Represented by Amount in Row (11): |
2.0%* |
|
14. |
Type of Reporting Person (See Instructions): |
IA, IN |
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* Based on the information set forth in the Annual Report
on Form 10-K of SuperValu Inc., a Delaware corporation (the “Company”), filed with the Securities and Exchange
Commission on April 4, 2015, there were 261,788,560 shares of the common stock, par value $0.01 per share (the “Common
Stock”), of the Company outstanding as of April 23, 2015. As of April 28, 2015, Cerberus Iceberg LLC, a Delaware limited
liability company (“Cerberus Iceberg”), held 5,213,674 shares of the Common Stock. Stephen Feinberg, through
one or more entities, possesses the sole power to vote and the sole power to direct the disposition of all securities of the Company
beneficially owned by Cerberus Iceberg. As a result of the foregoing, as of April 28, 2015, Stephen Feinberg may be deemed to
beneficially own 5,213,674 shares of the Common Stock, or 2.0% of the shares of the Common Stock deemed issued and outstanding
as of such date.
Item 5. Interest in Securities
of the Issuer.
Item 5 is hereby amended
by deleting the text thereof in its entirety and substituting the following in lieu thereof:
Based on the information
set forth in the Annual Report on Form 10-K of SuperValu Inc., a Delaware corporation (the “Company”), filed
with the Securities and Exchange Commission on April 4, 2015, there were 261,788,560 shares of the common stock, par value $0.01
per share (the “Common Stock”), of the Company outstanding as of April 23, 2015. As of April 28, 2015, Cerberus
Iceberg LLC, a Delaware limited liability company (“Cerberus Iceberg”), held 5,213,674 shares of the Common
Stock. Stephen Feinberg, through one or more entities, possesses the sole power to vote and the sole power to direct the disposition
of all securities of the Company beneficially owned by Cerberus Iceberg. As a result of the foregoing, as of April 28, 2015, Stephen
Feinberg may be deemed to beneficially own 5,213,674 shares of the Common Stock, or 2.0% of the shares of the Common Stock deemed
issued and outstanding as of such date.
On April 28, 2015, Cerberus
Iceberg sold an aggregate of 15,785,747 shares of the Common Stock at a net sale price of $9.20 per share, of which 1,560,406 shares
of the Common Stock were sold in a privately negotiated transaction and 14,225,341 shares of the Common Stock were sold in ordinary
brokerage transactions. As a result of the foregoing, as of April 28, 2015, Stephen Feinberg is no longer a beneficial owner of
more than 5% of the shares of the Common Stock.
[signature follows on the next page]
Signature
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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May 6, 2015 |
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/s/ Stephen Feinberg |
|
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Stephen Feinberg, solely with respect to his exercise of voting and dispositive control over the securities of SuperValu Inc. held by Cerberus Iceberg LLC |
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Attention: Intentional misstatements or omissions
of fact constitute
Federal criminal violations (See 18 U.S.C. 1001).
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