Current Report Filing (8-k)
October 13 2015 - 8:22AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 12, 2015
Invesco Ltd.
(Exact name of registrant as specified in its charter)
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Bermuda | | 001-13908 | | 98-0557567 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
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1555 Peachtree Street, NE, Atlanta, Georgia | | | | | | 30309 |
(Address of principal executive offices) | | | | | | (Zip Code) |
Registrants telephone number, including area code: (404) 892-0896
n/a
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 7.01 | Regulation FD Disclosure. |
On October 12, 2015, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended September 30, 2015. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
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Item 9.01 | Financial Statements and Exhibits. |
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Exhibit No. | | Description |
99.1 | | Press Release, dated October 12, 2015, issued by Invesco Ltd. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Invesco Ltd. | |
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| By: | /s/ Loren M. Starr | |
| | Loren M. Starr | |
| | Senior Managing Director and Chief Financial Officer | |
Date: October 13, 2015
Exhibit Index
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Exhibit No. | | Description |
99.1 | | Press Release, dated October 12, 2015, issued by Invesco Ltd. |
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| | Press Release For immediate release |
Invesco Ltd. Announces September 30, 2015
Assets Under Management
Invesco Relations Contact: Jordan Krugman 404-439-4605
Media Relations Contact: Bill Hensel 404-479-2886
Atlanta, October 12, 2015 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management (AUM) of $755.8 billion, a decrease of 2.7% month over month. The decrease was driven by unfavorable market returns, net long-term outflows, lower money market AUM, and negative foreign exchange. FX decreased AUM by $1.7 billion. Preliminary average total AUM for the quarter through September 30 were $788.9 billion, and preliminary average active AUM for the quarter through September 30 were $650.5 billion.
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Total Assets Under Management |
(in billions) | | Total | | Equity | | Fixed Income | | Balanced | | Money Market | | Alternatives |
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September 30, 2015(a) | | $755.8 | | $352.4 | | $185.5 | | $50.1 | | $66.8(b) | | $101.0 |
August 31, 2015 | | $776.4 | | $369.6 | | $185.8 | | $51.9 | | $68.5 | | $100.6 |
July 31, 2015 | | $806.7 | | $396.5 | | $187.9 | | $52.9 | | $69.8 | | $99.6 |
June 30, 2015 | | $803.6 | | $394.7 | | $187.5 | | $53.6 | | $67.9 | | $99.9 |
Active (c) |
(in billions) | | Total | | Equity | | Fixed Income | | Balanced | | Money Market | | Alternatives |
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September 30, 2015(a) | | $624.1 | | $270.1 | | $145.8 | | $50.1 | | $66.7(b) | | $91.4 |
August 31, 2015 | | $640.0 | | $283.8 | | $145.2 | | $51.9 | | $68.5 | | $90.6 |
July 31, 2015 | | $663.3 | | $304.4 | | $146.8 | | $52.9 | | $69.8 | | $89.4 |
June 30, 2015 | | $662.0 | | $305.3 | | $146.3 | | $53.6 | | $67.9 | | $88.9 |
Passive (c) |
(in billions) | | Total | | Equity | | Fixed Income | | Balanced | | Money Market | | Alternatives |
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September 30, 2015(a) | | $131.7 | | $82.3 | | $39.7 | | $— | | $0.1 | | $9.6 |
August 31, 2015 | | $136.4 | | $85.8 | | $40.6 | | $— | | $— | | $10.0 |
July 31, 2015 | | $143.4 | | $92.1 | | $41.1 | | $— | | $— | | $10.2 |
June 30, 2015 | | $141.6 | | $89.4 | | $41.2 | | $— | | $— | | $11.0 |
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(a) | Preliminary - subject to adjustment. |
(b) | Preliminary - ending money market AUM include $61.3 billion in institutional money market AUM and $5.5 billion in retail money market AUM. |
(c) | Passive AUM include ETF’s, UIT’s, non-fee earning leverage, foreign exchange overlays and other passive mandates. Active AUM are total AUM less passive AUM. |
About Invesco Ltd.
Invesco Ltd. is a leading independent global investment management firm, dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to our clients around the world. Operating in more than 20 countries, the firm is listed on the New York Stock Exchange under the symbol IVZ. Additional information is available at www.invesco.com.
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