Current Report Filing (8-k)
February 07 2017 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 7, 2017
THE BANK OF NEW YORK
MELLON CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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001-35651
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13-2614959
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(State or other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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225 Liberty Street
New York, New York
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10286
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrants telephone number, including area code: (212) 495-1784
Not Applicable
(Former
name or former address if changed since last report.)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On February 7, 2017, The Bank of New York Mellon Corporation (the
Company) issued $1,250,000,000 aggregate principal amount of its 2.600% Senior Medium-Term Notes Series J due 2022 (the 5-year Senior Notes) and $1,000,000,000 aggregate principal amount of its 3.442% Fixed Rate/Floating Rate
Callable Senior Medium-Term Notes Series J due 2028 (the 11-year Senior Notes and, together with the 5-year Senior Notes, the Notes). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a
registration statement on Form S-3 (File No. 333-209450). In connection with this issuance, the form of the 11-year Senior Notes is being filed as Exhibit 4.1 to this report and the legal opinion as to the legality of the Notes is being filed
as Exhibit 5.1 to this report.
ITEM 9.01.
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FINANCIAL STATEMENTS AND EXHIBITS.
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(d) EXHIBITS
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Exhibit
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Number
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Description
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4.1
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Form of Fixed Rate/Floating Rate Callable Senior Medium-Term Notes Series J.
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5.1
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Opinion of Kathleen B. McCabe.
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23.1
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Consent of Kathleen B. McCabe (included in Exhibit 5.1).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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The Bank of New York Mellon Corporation
(Registrant)
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Date: February 7, 2017
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By:
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/s/ Craig T. Beazer
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Name:
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Craig T. Beazer
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Title:
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Secretary
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EXHIBIT INDEX
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Number
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Description
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Method of Filing
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4.1
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Form of Fixed Rate/Floating Rate Callable Senior Medium-Term Notes Series J.
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Filed herewith
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5.1
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Opinion of Kathleen B. McCabe.
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Filed herewith
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23.1
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Consent of Kathleen B. McCabe.
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Included in Exhibit 5.1
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4
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