GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (4486F)
July 27 2016 - 1:06PM
UK Regulatory
TIDMARM
RNS Number : 4486F
GoldmanSachs International
27 July 2016
Amendment - due to the amendment of Equity and Derivative
transactions, the disclosure made on 26 July for dealings on 25
July has been updated. Sections 2(a) and 2(b) have been
updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree ARM HOLDINGS PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to ARM HOLDINGS PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 25 July 2016
-------------------------------- -------------------
(e) In addition to the company N/A
in 1(b) above, is the exempt
principal trader making
disclosures in respect of
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Purchases 784,894 16.8500 16.7800
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Sales 390,122 16.8400 16.7800
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 15,000 16.6403
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 10,000 16.6650
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.6850
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 30,000 16.6883
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 120,000 16.6923
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 35,000 16.6950
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.7049
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 50,000 16.7284
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.7550
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 10,000 16.7750
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.7784
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.7822
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 1,186 16.7984
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 12,068 16.8011
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a long 600 16.8087
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 50,000 16.8137
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,000 16.8250
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 50,688 16.8290
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 145,700 16.8290
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 12,068 16.8293
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 4,203 16.8298
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 30,438 16.8300
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 10,589 16.8300
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 4,652 16.8308
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 22,592 16.8321
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 64,968 16.8321
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 120,000 22.1260
short position USD
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 15,000 16.6403
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 10,000 16.6650
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.6850
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 30,000 16.6883
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 35,000 16.6950
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.7049
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 50,000 16.7284
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.7550
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 10,000 16.7750
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.7784
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.7822
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 210 16.8132
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 430 16.8132
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 50,000 16.8137
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 30,000 16.8150
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 20,000 16.8150
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 25,000 16.8250
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 72,658 16.8290
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 13,519 16.8321
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 27 July 2016
--------------------- -------------------------
Contact name: Joanna Foley and Lindsay
Matcham
--------------------- -------------------------
+44(20) 7051 9996 /
Telephone number: +44(20) 7774 4316
--------------------- -------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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