AGOU Ashmore Global Opportunities Limited

 
TIDMAGOL TIDMAGOU 
 
For filings with the FCA include the annex 
 
For filings with issuer exclude the annex 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
 
1. Identity of the issuer or the underlying issuer                        Ashmore Global 
of existing shares to which voting rights are                      Opportunities Limited 
attached:ii 
 
2. Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                        x 
 
An acquisition or disposal of qualifying financial instruments which may 
result in the acquisition of shares already issued to which voting rights are 
attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
3. Full name of person(s) subject to the                       Overseas Asset Management 
notification obligation:iii                                                 (Cayman) Ltd 
 
                                                                 OAM European Value Fund 
4. Full name of shareholder(s)                           Morgan Stanley Smith Barney LLC 
 (if different from 3.):iv                                       RBC Dominion Securities 
 
5. Date of the transaction and date on 
which the threshold is crossed or                                             5 May 2015 
reached: v 
 
6. Date on which issuer notified:                                             8 May 2015 
 
7. Threshold(s) that is/are crossed or                                         Above 10% 
reached: vi, vii 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type     Situation previous          Resulting situation after the triggering transaction 
of             to the triggering 
shares         transaction 
 
               Number        Number        Number   Number of voting        % of  voting rights 
if possible    of            of            of       rights                  x 
using          Shares        Voting        shares 
the ISIN                     Rights 
CODE                                       Direct   Direct xi Indirect xii  Direct  Indirect 
 
US Dollar 
Shares         2,266,117     2,266,117                        2,266,117                 9.4% 
GG00BP40Y753 
 
Sterling 
Shares                 0             0                          306,521                 1.3% 
GG00BP40Y647 
 
TOTAL                        2,266,117                        2,572,638                10.6% 
 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of        Expiration            Exercise/              Number of voting             % of voting 
financial      date xiii             Conversion Period xiv  rights that may be           rights 
instrument                                                  acquired if the 
                                                            instrument is 
                                                            exercised/ converted. 
 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of       Exercise price        Expiration  Exercise/  Number of voting rights    % of voting 
financial                           date xvii   Conversion instrument refers to       rights xix, xx 
instrument                                      period 
                                                xviii 
 
                                                                                      Nominal Delta 
 
 
 
 
 
Total (A+B+C) 
 
Number of voting rights                                  Percentage of voting rights 
 
2,572,638                                                10.6% 
 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
Overseas Asset Management (Cayman) Ltd is the investment manager of OAM 
European Value Fund which holds its shares through Deutsche Bank as custodian 
and State Street Nominees Ltd as sub-custodian. Overseas Asset Management 
(Cayman) Ltd has discretion to vote these shares pursuant to an investment 
management agreement with the fund. 
 
Overseas Asset Management (Cayman) Ltd has discretion to vote shares pursuant 
to discretionary investment management agreements with its clients. These 
shares are held through Morgan Stanley Smith Barney LLC and through RBC 
Dominion Securities who hold the shares in the name of Roy Nominees Ltd. 
 
The voting rights are held as follows: 
 
State Street Nominees Ltd                  2,424,734 
Morgan Stanley Smith Barney LLC              122,973 
Roy Nominees Ltd                              24,931 
TOTAL                                      2,572,638 
 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
 
13. Additional information:                       Overseas Asset Management (Cayman) Ltd 
 
14. Contact name:                                                          Desmond Kinch 
 
15. Contact telephone number:                                             1 345 949 8787 
 
 
 
 
 
 
END 
 

Ashmore Global Opportuni... (LSE:AGOU)
Historical Stock Chart
From Mar 2024 to Apr 2024

Ashmore Global Opportuni... (LSE:AGOU)
Historical Stock Chart
From Apr 2023 to Apr 2024