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RNS Number : 4016M
Bank of America Merrill Lynch
15 August 2011
AMENDMENTS TO SECTION 2(a) and 2(b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill
Lynch
(b) Name of offeror/offeree in relation to whose INVESTEC
PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to
INVESTEC PLC and
principal trader is connected: INVESTEC LTD
(d) Date dealing undertaken: 11/08/2011
(e) Has the EPT previously disclosed, or is it today NO
disclosing, under the Code in respect of any other
party to this offer?
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant Sales of securities per unit per unit
security paid/received paid/received
Common - GB00B17BBQ50 Purchase 190,295 GBP 4.06 GBP 3.85
Common - GB00B17BBQ50 Sale 383,039 GBP 4.07 GBP 3.84
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap SHORT 87482 GBP 3.94
Common - GB00B17BBQ50 Swap SHORT 59 GBP 3.85
Common - GB00B17BBQ50 Swap SHORT 138 GBP 3.95
Common - GB00B17BBQ50 Swap SHORT 287 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 345 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 430 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 1044 GBP 4.08
Common - GB00B17BBQ50 Swap SHORT 1194 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 2808 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 4488 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 5216 GBP 3.97
Common - GB00B17BBQ50 Swap SHORT 5977 GBP 3.94
Common - GB00B17BBQ50 Swap SHORT 49 GBP 4.06
Common - GB00B17BBQ50 Swap SHORT 8516 GBP 3.99
Common - GB00B17BBQ50 Swap SHORT 2795 GBP 3.94
Common - GB00B17BBQ50 Swap SHORT 7064 GBP 3.95
Class of Product Nature of dealing Number of Price per unit
relevant description reference securities
security eg. CFD
Common - GB00B17BBQ50 Swap LONG 91965 GBP 3.95
Common - GB00B17BBQ50 Swap LONG 13291 GBP 4.01
Common - GB00B17BBQ50 Swap LONG 5957 GBP 3.97
Common - GB00B17BBQ50 Swap LONG 4788 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 3945 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 3892 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 2276 GBP 4.07
Common - GB00B17BBQ50 Swap LONG 2085 GBP 4.08
Common - GB00B17BBQ50 Swap LONG 1000 GBP 3.89
Common - GB00B17BBQ50 Swap LONG 616 GBP 3.84
Common - GB00B17BBQ50 Swap LONG 45 GBP 3.92
Common - GB00B17BBQ50 Swap LONG 29 GBP 3.93
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry
Option
relevant description purchasing, securities price date money
security selling, to which per unit paid/
varying etc. option received
relates per unit
(ii) Exercising
Class of relevant Product description Number of securities
Exercise price per unit
security
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit
(if
security applicable)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the
disclosure and any party to the offer or any person acting in
concert with a party to the
offer:
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
Date of disclosure: 15/08/2011
Contact name: Doug Berwick
Telephone number: +44 20 7995 8859
This information is provided by RNS
The company news service from the London Stock Exchange
END
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