Amended Statement of Changes in Beneficial Ownership (4/a)
June 14 2019 - 4:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FIELD JOSEPH M
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2. Issuer Name
and
Ticker or Trading Symbol
ENTERCOM COMMUNICATIONS CORP
[
ETM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman Emeritus
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(Last)
(First)
(Middle)
C/O ENTERCOM COMMUNICATIONS CORP., 401 E. CITY AVENUE, SUITE 809
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2017
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(Street)
BALA CYNWYD, PA 19004
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/25/2017
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock, par value $0.01 per share
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5/18/2017
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P
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61858
(1)
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A
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$9.7001
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11466639
(5)
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I
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By Spouse and Trust
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Class A Common Stock, par value $0.01 per share
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5/19/2017
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P
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66950
(2)
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A
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$9.7378
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11465673
(5)
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I
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By Spouse and Trust
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Class A Common Stock, par value $0.01 per share
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5/22/2017
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P
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82393
(3)
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A
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$9.9163
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11464437
(5)
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I
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By Spouse and Trust
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Class A Common Stock, par value $0.01 per share
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5/25/2017
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P
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83140
(4)
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A
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$9.9621
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11463948
(5)
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I
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By Spouse and Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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On May 18, 2017, the Reporting Person filed a Form 4 over reporting shares purchased on May 18, 2017 by 6,058 shares.
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(2)
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On May 22, 2017, the Reporting Person filed a Form 4 over reporting shares purchased on May 19, 2017 by 966 shares.
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(3)
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On May 22, 2017, the Reporting Person filed a Form 4 over reporting shares purchased on May 22, 2017 by 1,236 shares.
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(4)
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On May 25, 2017, the Reporting Person filed a Form 4 over reporting shares purchased on May 25, 2017 by 489 shares.
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(5)
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The Reporting Person recently found a discrepancy between the shares held in the Reporting Person's trust brokerage account and the Reporting Person's records. The Reporting Person found that four transactions in 2017 over reported shares acquired (the subject of this Form 4) and one transaction in 2018 was not reported. The net result is that the Reporting Person's Section 16 holdings were under-reported by 23,413 shares.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FIELD JOSEPH M
C/O ENTERCOM COMMUNICATIONS CORP.
401 E. CITY AVENUE, SUITE 809
BALA CYNWYD, PA 19004
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X
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X
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Chairman Emeritus
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Signatures
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Joseph M. Field by: /s/ Andrew P. Sutor, IV, authorized signatory
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6/14/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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