Current Report Filing (8-k)
June 23 2023 - 4:12PM
Edgar (US Regulatory)
MEDALLION FINANCIAL CORP false 0001000209 0001000209 2023-06-22 2023-06-22
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 22, 2023
MEDALLION FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
001-37747
(Commission File Number)
04-3291176
(IRS Employer Identification No.)
|
| 437 Madison Avenue |
| New York, New York 10022 |
| (Address of principal executive offices) (Zip code) |
(212) 328-2100
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, par value $0.01 per share |
|
MFIN |
|
NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
Medallion Financial Corp. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 22, 2023. A summary of the matters voted on at the Annual Meeting by the Company’s stockholders is set forth below.
1. The following individuals were elected to the Company’s Board of Directors to serve as Class III Directors until the 2026 annual meeting of stockholders by the following votes:
|
|
|
|
|
|
|
| NOMINEE |
|
VOTES FOR |
|
VOTES WITHELD |
|
BROKER NON-VOTES |
| Alvin Murstein |
|
11,543,132 |
|
1,227,830 |
|
6,135,715 |
| John Everets |
|
10,173,010 |
|
2,597,952 |
|
6,135,715 |
| Cynthia A. Hallenbeck |
|
10,127,758 |
|
2,643,204 |
|
6,135,715 |
2. The Company’s stockholders ratified the appointment of Mazars USA LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023 by the following votes:
|
|
|
|
|
|
|
| VOTES FOR |
|
VOTES AGAINST |
|
VOTES ABSTAINED |
|
BROKER NON-VOTES |
| 17,101,730 |
|
1,686,383 |
|
118,564 |
|
-0- |
3. The Company’s stockholders approved a non-binding advisory resolution to approve the 2022 compensation of the Company’s named executive officers, as described in the proxy statement by the following votes:
|
|
|
|
|
|
|
| VOTES FOR |
|
VOTES AGAINST |
|
VOTES ABSTAINED |
|
BROKER NON-VOTES |
| 11,348,911 |
|
1,324,028 |
|
98,023 |
|
6,135,715 |
| Item 9.01 |
Financial Statements and Exhibits |
(d) Exhibits
The following exhibits are being filed with this Current Report on Form 8-K:
|
|
|
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
- 2 -
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 23, 2023
|
|
|
| MEDALLION FINANCIAL CORP. |
|
|
| By: |
|
/s/ Anthony N. Cutrone |
|
|
Name: Anthony N. Cutrone |
|
|
Title: Chief Financial Officer |
- 3 -
Medallion Financial (NASDAQ:MFIN)
Historical Stock Chart
From May 2024 to Jun 2024
Medallion Financial (NASDAQ:MFIN)
Historical Stock Chart
From Jun 2023 to Jun 2024
