LPL Financial Welcomes Advisor Brian Pflaum
March 12 2024 - 9:00AM
LPL Financial LLC announced today that financial advisor Brian M.
Pflaum, MBA has joined LPL Financial’s broker-dealer, RIA and
custodial platforms. He reported serving approximately $345 million
in advisory, brokerage and retirement plan assets* and joins LPL
from Lincoln Financial Advisors.
Based in Birmingham, Ala., Pflaum has provided investment
strategies, personalized planning and wealth management for
high-net-worth individuals, business owners and corporate clients
in the 401(k) space since 1998. His goal is to help clients
understand complex financial issues by delivering clear strategies
and personal service.
After discovering his firm would be acquired, Pflaum decided to
survey the marketplace to find the best wealth management partner
to support his clients’ evolving needs. He turned to LPL for the
next chapter of his business and rebranded his practice as TPG
Private Wealth.
“With LPL, I have a partner with scale; one that is committed to
investing in innovative solutions that will benefit both my
practice and clients,” Pflaum said. “Now, I have access to an even
broader range of products, a best-in-class technology offering and
enhanced research capabilities. Moreover, I also look forward to
being part of a larger advisor community to share ideas and grow my
network.”
Scott Posner, LPL Executive Vice President, Business
Development, stated, “We warmly welcome Brian to the LPL community
and are honored to support his evolving business. We are committed
to meeting advisors where they are in the evolution of their
practice to provide them with differentiated tools and integrated
capabilities that help them deliver meaningful, customized services
to their clients. We look forward to a long-lasting relationship
with TPG Private Wealth.”
Related
Advisors, find your perfect fit at LPL.
About LPL FinancialLPL Financial Holdings Inc.
(Nasdaq: LPLA) was founded on the principle that LPL should work
for advisors and institutions, and not the other way around. Today,
LPL is a leader in the markets we serve, serving more than 22,000
financial advisors, including advisors at approximately 1,100
institutions and at approximately 570 registered investment advisor
("RIA") firms nationwide. We are steadfast in our commitment to the
advisor-mediated model and the belief that Americans deserve access
to personalized guidance from a financial professional. At LPL,
independence means that advisors and institution leaders have the
freedom they deserve to choose the business model, services and
technology resources that allow them to run a thriving business.
They have the flexibility to do business their way. And they have
the freedom to manage their client relationships, because they know
their clients best. Simply put, we take care of our advisors and
institutions, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial
LLC ("LPL Financial"), a registered investment advisor. Member
FINRA/SIPC. LPL Financial and its affiliated companies provide
financial services only from the United States. TPG Private Wealth
and LPL Financial are separate entities.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
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