SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hartzell Stephen

(Last) (First) (Middle)
1001 MCKINNEY
SUITE 805

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HOUSTON AMERICAN ENERGY CORP [ HUSA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4,480 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $5.19 12/10/2014 06/10/2024 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $2.54 12/09/2015 06/09/2025 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $2.75 12/07/2016 06/07/2026 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $2.75 06/07/2017 06/07/2026 Common Stock 12,000 12,000 D
Stock Option (Right to Buy) $6.06 03/06/2018 09/06/2027 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $3.03 12/05/2018 06/05/2028 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $2.71 12/13/2019 06/13/2029 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $1.61 01/17/2021 07/17/2030 Common Stock 4,000 4,000 D
Stock Option (Right to Buy) $1.77 01/22/2022 07/22/2031 Common Stock 20,000 20,000 D
Stock Option (Right to Buy) $3.91 04/20/2023 09/20/2032 Common Stock 20,000 20,000 D
Stock Option (Right to Buy) $2.09 06/27/2023 A 20,000 12/27/2023(1) 06/27/2033 Common Stock 20,000 $0 20,000 D
Explanation of Responses:
1. The options were granted on June 27, 2023 and are exercisable six months from the date of grant. The options vest 20% on the date of grant and 80% nine months from the date of grant.
Steve Hartzell 06/28/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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