Initial Statement of Beneficial Ownership (3)
July 21 2017 - 11:43AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Minichiello Thomas P.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/15/2017
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3. Issuer Name
and
Ticker or Trading Symbol
SPORTS FIELD HOLDINGS, INC. [SFHI]
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(Last)
(First)
(Middle)
1416 KALLIEN AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NAPERVILLE,, IL 60540
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to Purchase Common Stock
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5/15/2017
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5/15/2022
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Common Stock
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200000
(1)
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$1.00
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D
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Explanation of Responses:
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(1)
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The options shall vest in equal amounts over a period of two years at the rate of 25,000 shares per fiscal quarter, on the last day of each such quarter, commencing in the second fiscal quarter of 2017. Notwithstanding the foregoing, if the Reporting Person ceases to be a member of the Issuer's board of directors at any time during the two year vesting period for any reason, then any un-vested options shall be irrefutably forfeited.
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Remarks:
(1) The securities were issued pursuant to the Director Agreement entered into between the Issuer and the Reporting Person dated May 15, 2017.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Minichiello Thomas P.
1416 KALLIEN AVENUE
NAPERVILLE,, IL 60540
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X
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Signatures
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/s/ Tom Minichiello
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7/21/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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