Downing Strategic Micro-Cap Investment Trust plc Dsm: Holding(s) In Company
June 20 2022 - 1:13PM
UK Regulatory
TIDMDSM
Downing Strategic Micro-Cap Investment Trust Plc
LEI: 213800QMYPUW4POFFX69
Notification of major holdings
20 June 2022
NOTIFICATION OF MAJOR HOLDINGS
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1a. Identity of the issuer or
the underlying issuer of existing
shares to which voting rights DOWNING STRATEGIC MICRO-CAP INVESTMENT
are attached (ii) : TRUST PLC
-------------------------------------------- --------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify) (iii) :
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3. Details of person subject to the notification obligation (iv)
Name Rath Dhu Limited
City and country of registered
office (if applicable) Douglas, Isle of Man
4. Full name of shareholder(s) (if different from 3.) (v)
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Name Nortrust Nominees Limited
-------------------------------------------- --------------------------------------------------------------
City and country of registered
office (if applicable) London, England
-------------------------------------------- --------------------------------------------------------------
5. Date on which the threshold
was crossed or reached (vi) : 17/06/2022
-------------------------------------------- --------------------------------------------------------------
6. Date on which issuer notified
(DD/MM/YYYY): 20/06/2022
-------------------------------------------- --------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
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% of voting
% of voting rights rights through Total number
attached to shares financial instruments Total of both of voting rights
(total of 8. (total of 8.B in % (8.A held in issuer
A) 1 + 8.B 2) + 8.B) (8.A + 8.B) (vii)
----------------------- ------------------- ---------------------- ------------- -----------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 3.13% 3.13% 1,550,000
----------------------- ------------------- ---------------------- ------------- -----------------------
Position of previous
notification
(if
applicable)
----------------------- ------------------- ---------------------- ------------- -----------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached (viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if
possible) Number of voting rights (ix) % of voting rights
----------------------- ------------------------------------------- --------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------- ------------------- ---------------------- ------------------------- -----------
GB00BF0SCX52 1,550,000 0 3.13% 0
----------------------- ------------------- ---------------------- ------------------------- -----------
SUBTOTAL 8. A 1,550,000 3.13%
----------------------- ------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (x) Conversion Period rights that rights
(xi) may be acquired
if the instrument
is
exercised/converted.
----------------------- ------------------- ---------------------- ------------------------- -----------
SUBTOTAL 8. B 1
---------------------- ------------------------- -----------
B 2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical or Number of % of voting
instrument date (x) Conversion cash voting rights
Period (x) Settlement rights
(i) (xii)
---------------------- -------------------- ---------------------- ------------- ---------- -----------
SUBTOTAL
8.B.2
------------- ---------- -----------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control
any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held starting with
the ultimate controlling natural person or legal entity
(please add additional rows as necessary) (xiv) X
--------------------------------------------------------------------- --------------------
% of voting rights
through financial Total of both
% of voting rights instruments if it if it equals
if it equals or equals or is higher or is higher
is higher than the than the notifiable than the notifiable
Name (xv) notifiable threshold threshold threshold
------------------------ --------------------- -------------------- ----------------------
William Black
First Equity Limited
as investment manager
of Rath Dhu Limited 3.13% 3.13%
------------------------ --------------------- -------------------- ----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights
held
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The date until which the voting rights
will be held
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11. Additional information (xvi)
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Place of completion London, UK
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Date of completion 20/06/2022
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(END) Dow Jones Newswires
June 20, 2022 13:13 ET (17:13 GMT)
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