Statement of Changes in Beneficial Ownership (4)
April 23 2020 - 7:38PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Flynn Christopher J. |
2. Issuer Name and Ticker or Trading Symbol
THL Credit Senior Loan Fund
[
TSLF
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President of the Advisor |
|
(Last)
(First)
(Middle)
100 FEDERAL STREET, 31ST FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/21/2020 |
|
(Street)
BOSTON, MA 02110
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 4/21/2020 | | S | | 2599 (1) | D(2) | $11.54 (3) | 575 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | This represents the aggregate amount of shares sold on the indicated day. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of
shares purchased or sold at each separate price. |
| (2) | The dispositions were a result of a forced liquidation by a former 401k provider. All holdings in the account were liquidated. |
| (3) | This represents the weighted average price. The price range was $11.37 to $11.72. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Flynn Christopher J.
100 FEDERAL STREET
31ST FLOOR
BOSTON, MA 02110 |
|
| President of the Advisor |
|
Signatures
|
| Julianne Walsh, Attorney-in-Fact | | 4/23/2020 |
| **Signature of Reporting Person | Date |
THL Credit Senior Loan (NYSE:TSLF)
Historical Stock Chart
From Apr 2024 to May 2024
THL Credit Senior Loan (NYSE:TSLF)
Historical Stock Chart
From May 2023 to May 2024
