- Current report filing (8-K)
June 02 2009 - 3:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): May 28, 2009
RIO VISTA ENERGY PARTNERS
L.P.
(Exact name of registrant as
specified in its charter)
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Delaware
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000-50394
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20-0153267
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1313 Alton Gloor Blvd., Suite
J
Brownsville, Texas
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98526
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number,
including area code:
(956) 831-0886
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Not
applicable
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(Former name or former address if changed since last report.)
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing
On May 28, 2009,
Rio Vista Energy Partners L.P. (“Rio Vista”) received a letter from
the Nasdaq Stock Market (“Nasdaq”) staff indicating that since Rio
Vista’s Report on Form 10-Q for the period ended March 31, 2009 was
not reviewed by Rio Vista’s independent auditor, Rio Vista was not in
compliance with Nasdaq Listing Rule 5250(c)(1) for continued listing on The
Nasdaq Capital Market. Nasdaq has provided Rio Vista until July 27, 2009
to submit its plan to regain compliance (the “Plan”) and if the
Plan is accepted by Nasdaq, Nasdaq may grant Rio Vista an additional extension
of up to 180 calendar days from the original filing due date, or
November 11, 2009, to regain compliance. Rio Vista plans to remedy the
delinquency by having a review of the March 31, 2009 quarterly report by
its independent auditor and amending the originally filed Form 10-Q for the
period ended March 31, 2009 to include such report.
Item 9.01
Financial Statements and Exhibits.
Exhibit 99.1 Rio
Vista’s press release of June 2, 2009 announcing that its receipt of
the Nasdaq notification letter regarding Rio Vista’s non-compliance with
Nasdaq Marketplace rule 5250(c)(1).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Rio Vista Energy Partners L.P.
By:
/s/ Ian T. Bothwell
Name: Ian T. Bothwell
Title: Acting Chief
Executive Officer,
Acting President, Vice President,
Chief Financial
Officer, Treasurer and
Assistant Secretary (Principal
Executive,
Financial and Accounting Officer)
Dated: June 2,
2009
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Press release dated June 2, 2009.
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