UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number  

1-10869

 

UQM TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

4120 Specialty Place

Longmont, Colorado 80504

(303) 682-4900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock, $0.01 par value per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

x

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

x

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

o

 

 

 

 

 

Rule 15d-22(b)

o

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: 1.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this certificate/notice to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

UQM TECHNOLOGIES, INC.

 

 

 

 

 

 

 

Date:

August 13, 2019

 

By:

/s/ David I. Rosenthal

 

 

 

 

 

David I. Rosenthal

 

 

 

 

 

Treasurer and Chief Financial Officer

 

 

 

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