Current Report Filing (8-k)
February 11 2022 - 5:26PM
Edgar (US Regulatory)
NY false 0001222333 0001222333 2022-02-11 2022-02-11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 11, 2022
SPDR® GOLD TRUST
SPONSORED BY WORLD GOLD TRUST SERVICES, LLC
(Exact name of registrant as specified in its charter)
|
|
|
|
|
|
|
New York
|
|
001-32356
|
|
81-6124035
|
|
(State or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
c/o World Gold Trust Services, LLC
685 Third Ave., 27th Floor
New York, New York 10017
(Address of principal executive offices; zip code)
Registrant’s telephone number, including area code: (212) 317-3800
(Former name or former address, if changed since last report):
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act: Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s) Name
|
|
Name of each exchange
on which registered
|
|
SPDR® Gold Trust
|
|
GLD
|
|
NYSE Arca
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|
Item 5.02
|
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
On February 9, 2022, Brandon Woods resigned as Principal Financial and Accounting Officer of World Gold Trust Services, LLC, or WGTS, the Sponsor of the SPDR® Gold Trust, effective March 11, 2022. His resignation did not arise from any disagreement on any matter relating to the operations, policies or practices of the SPDR® Gold Trust.
On February 11, 2022, WGTS appointed Joseph R. Cavatoni, the Principal Executive Officer of WGTS, to also serve as interim Principal Financial and Accounting Officer of WGTS, with effect from March 11, 2022.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
|
|
|
|
|
|
|
Date: February 11, 2022
|
|
|
|
SPDR® GOLD TRUST
|
|
|
|
|
|
(Registrant)*
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
World Gold Trust Services, LLC
|
|
|
|
|
|
|
|
as the Sponsor of the Registrant
|
|
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Joseph R. Cavatoni
|
|
|
|
|
|
Name:
|
|
Joseph R. Cavatoni
|
|
|
|
|
|
Title:
|
|
Principal Executive Officer
|
|
*
|
As the Registrant is a trust, this report is being filed on behalf of the Registrant by World Gold Trust Services, LLC, only in its capacity as the sponsor of the Registrant. The identified person signing this report is signing in their capacity as an authorized officer of World Gold Trust Services, LLC.
|
-3-
SPDR Gold (AMEX:GLD)
Historical Stock Chart
From Apr 2024 to May 2024
SPDR Gold (AMEX:GLD)
Historical Stock Chart
From May 2023 to May 2024
