Statement of Ownership (sc 13g)
November 07 2013 - 9:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act
of 1934
(Amendment No. _)*
eUnits(TM)2
Year U.S. Market Participation Trust II: Upside to Cap / Buffered to Downside
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(Name
of Issuer)
|
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Common
Stock- $0.01 par value
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(Title
of Class of Securities)
|
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298411109
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(CUSIP
Number)
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|
September
20, 2013
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(Date
of Event Which Requires Filing of this Statement)
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Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
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[ ]
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Rule 13d-1(b)
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[x]
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Rule 13d-1(c)
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[ ]
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Rule 13d-1(d)
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*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The information
required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No
.
|
298411109
|
|
Page
2 of 5
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1
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NAME OF REPORTING
PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(ENTITIES ONLY)
|
Ronald
and Pamela Mass Family Trust
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2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [
]
(b) [
]
|
3
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SEC USE ONLY
|
|
4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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U.S.
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NUMBER
OF
SHARES
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5
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SOLE
VOTING POWER
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122,309
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BENEFICIALLY
OWNED BY
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6
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SHARED
VOTING POWER
|
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EACH
REPORTING
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7
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SOLE
DISPOSITIVE POWER
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122,309
|
PERSON
WITH:
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8
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SHARED
DISPOSITIVE POWER
|
|
9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
122,309
|
10
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CHECK BOX
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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[
]
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11
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PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW 9
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6.1%
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12
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TYPE OF REPORTING
PERSON
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IN
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|
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CUSIP
No
.
|
298411109
|
|
Page
3 of 5
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Preliminary Note: The Reporting
Person’s purchase of shares on November 1, 2013 resulted in the Reporting Person’s 6.1% beneficial ownership reported
hereby. Due to reliance on inaccurate share count information from a major financial news publication, the Reporting Person
incorrectly believed that it had not exceeded 5% beneficial ownership prior to such purchase on November 1, 2013. Based
on subsequent review of the Issuer’s Annual Report, the Reporting Person now believes that it acquired greater than 5% beneficial
ownership on September 20, 2013.
Item
1(a).
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Name
of Issuer:
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eUnits(TM)2
Year U.S. Market Participation Trust II: Upside to Cap / Buffered to Downside
|
|
|
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Item 1(b).
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Address of Issuer’s
Principal Executive Offices:
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c/o Eaton
Vance Management
Two International
Place,
Boston,
Massachusetts 02110
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Item 2(a).
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Name of Person
Filing:
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Ronald
and Pamela Mass Family Trust
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Item 2(b).
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Address of Principal
Business Office or, if None, Residence:
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341
Alma Real Drive
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Pacific
Palisades, California 90272
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Item 2(c).
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Citizenship:
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United
States
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Item 2(d).
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Title of Class
of Securities:
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Common
Stock- $0.01 par value
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|
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Item 2(e).
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CUSIP Number:
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298411109
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|
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Item 3.
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If
This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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£
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Broker
or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
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|
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(b)
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£
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Bank as defined
in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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£
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Insurance company
as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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£
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Investment company
registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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£
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An investment adviser
in accordance with §240.13d-1(b)(1)(ii)(E);
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CUSIP
No
.
|
298411109
|
|
Page
4 of 5
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(f)
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£
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An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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£
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A parent holding
company or control person in accordance with §240.13d-1(b)(ii)(G);
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(h)
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£
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A savings association
as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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£
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A church plan that
is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
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(j)
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£
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Group, in accordance
with §240.13d-1(b)(1)(ii)(J).
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Item
4.
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Ownership.
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Provide the following
information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount
beneficially owned:
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122,309
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(b)
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Percent
of class:
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6.1%
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(c)
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Number
of shares as to which such person has:
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(i)
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Sole
power to vote or to direct the vote
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|
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122,309
|
|
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(ii)
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Shared power to
vote or to direct the vote
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(iii)
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Sole power to dispose
or to direct the disposition of
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122,309
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(iv)
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Shared power to
dispose or to direct the disposition of
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CUSIP
No
.
|
298411109
|
|
Page
5 of 5
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Item
5.
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Ownership
of Five Percent or Less of a Class.
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|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [
]
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Item 6.
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Ownership of
More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control
Person.
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Item 8.
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Identification
and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution
of Group.
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Item 10.
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Certification.
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By signing below I certify
that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Date:
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November
7, 2013
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Signature:
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/s/
Ronald Mass
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Name:
|
Ronald Mass
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Title:
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Trustee
|
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