- Statement of Changes in Beneficial Ownership (4)
June 11 2012 - 9:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Shaughnessy Timothy S
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2. Issuer Name
and
Ticker or Trading Symbol
INTERNATIONAL BUSINESS MACHINES CORP
[
IBM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Senior Vice President
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(Last)
(First)
(Middle)
IBM CORPORATION, 294 ROUTE 100
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/8/2012
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(Street)
SOMERS, NY 10589
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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6/8/2012
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M
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278
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A
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$0
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2509.964
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I
(1)
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spouse
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Common Stock
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6/8/2012
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F
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99
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D
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$193.92
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2410.964
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I
(1)
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spouse
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Common Stock
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6/8/2012
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M
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213
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A
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$0
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2623.964
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I
(1)
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spouse
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Common Stock
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6/8/2012
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F
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76
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D
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$193.92
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2547.964
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I
(1)
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spouse
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Common Stock
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6/8/2012
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M
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204
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A
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$0
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2751.964
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I
(1)
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spouse
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Common Stock
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6/8/2012
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F
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73
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D
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$193.92
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2678.964
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I
(1)
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spouse
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Common Stock
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13576.978
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Rst. Stock Unit
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$0
(2)
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6/8/2012
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M
(3)
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278
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(2)
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(2)
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Common Stock
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278
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$0
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278
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I
(1)
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spouse
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Rst. Stock Unit
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$0
(2)
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6/8/2012
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M
(3)
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213
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(2)
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(2)
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Common Stock
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213
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$0
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428
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I
(1)
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spouse
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Rst. Stock Unit
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$0
(2)
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6/8/2012
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M
(3)
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204
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(2)
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(2)
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Common Stock
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204
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$0
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613
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I
(1)
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spouse
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Rst. Stock Unit
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$0
(4)
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6/8/2012
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A
(4)
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625
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(4)
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(4)
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Common Stock
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625
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$0
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625
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I
(1)
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spouse
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Explanation of Responses:
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(
1)
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The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
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(
2)
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These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
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(
3)
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Release of restricted stock units.
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(
4)
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Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 156 of these units on June 8, 2013, for 156 of these units on June 8, 2014, for 156 of these units on June 8, 2015, and for the remaining 157 of these units on June 8, 2016.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Shaughnessy Timothy S
IBM CORPORATION
294 ROUTE 100
SOMERS, NY 10589
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Senior Vice President
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Signatures
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M. F. SooHoo on behalf of T. S. Shaughnessy
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6/11/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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