Nanoco Group PLC Notification of Major Interest in Shares (4016S)
December 20 2016 - 11:13AM
UK Regulatory
TIDMNANO TIDM42SB
RNS Number : 4016S
Nanoco Group PLC
20 December 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or Nanoco Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached:
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2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
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An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
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3. Full name of person(s) The Goldman Sachs Group, Inc.
subject to the
notification obligation:
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4. Full name of shareholder(s) Goldman Sachs International
(if different from 3.): Goldman, Sachs & Co.
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5. Date of the transaction 16 December 2016
and date on
which the threshold is
crossed or
reached:
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6. Date on which issuer 20 December 2016
notified:
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7. Threshold(s) that is/are Above 5%
crossed or
reached:
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8. Notified details:
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A: Voting rights attached to shares
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------- ----------------------------------- -----------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights
Shares Voting shares rights
Rights
-------------- ----------------- ---------------- --------------- ----------------------- -----------------------
Direct Direct Indirect Direct Indirect
-------------- ------------- ------------ --------------- --------- ------------ ---------- -----------
GB00B01JLR99 1,300,000 1,300,000 0 0.00%
----------------- ---------------- --------------- --------- ------------ ---------- -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ----------------- --------------------------------- ----------------------- ---------------------
Stock Loan
(Physical) Open 13,068,648 5.49%
------------------ ----------------- --------------------------------- ----------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
-------------- ----------------- ---------------- --------------- ------------------------- -----------------------
Nominal Delta
-------------- ----------------- ---------------- --------------- ------------------------- ------------ ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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13,068,648 5.49%
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9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
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The Goldman Sachs Group, Inc.; 13,068,648 shares; 5.49%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman
Sachs Group, Inc.); 7,561,059 shares; 3.17%
Goldman, Sachs & Co. (Controlled by Goldman, Sachs &
Co. L.L.C.); 7,561,059 shares; 3.17%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.)
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.)
Goldman Sachs International (Controlled by Goldman Sachs
Group UK Limited)
Proxy Voting:
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10. Name of the proxy holder: N/A
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11. Number of voting rights proxy N/A
holder will cease
to hold:
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12. Date on which proxy holder will N/A
cease to hold
voting rights:
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Please note, total amount
13. Additional information: of voting rights have been
rounded to 2 decimal places
therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
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14. Contact name: Peter Chisholm
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15. Contact telephone number: +44 207 051 9612
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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December 20, 2016 11:13 ET (16:13 GMT)