Holding(s) in Company (3971S)
November 18 2011 - 10:45AM
UK Regulatory
TIDMNBT
RNS Number : 3971S
Group NBT PLC
18 November 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
--------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying GROUP NBT PLC
issuer
of existing shares to which voting rights
are
attached:
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights u
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject HARGREAVE HALE LIMITED
to the
notification obligation:
-------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):
-------------------------------------------- ----------------------------------------
5. Date of the transaction and date 17 NOVEMBER 2011
on
which the threshold is crossed
or
reached:
-------------------------------------------- ----------------------------------------
6. Date on which issuer notified: 18 NOVEMBER 2011
-------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 5%
-------------------------------------------- ----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights
Shares Voting
Rights
------------- ----------------- ------------------ ------------------------- --------------------- --------------------
Direct Indirect Direct Indirect Direct Indirect
------------- ---- ----- ---- --- ----- ------ --------- -------------- ------- ------------ ------- -----------
GB0006905193 1,315,283 1,315,283 1,291,783 1,291,783 4.97%
----------------- ------------------ --------- -------------- ------- ------------ ------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
-------------------------- ---------------- ---------------------------- -------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date Conversion rights instrument
period refers to
------------------- ---------------- --------------- ------------- -------------------------- -------------------------
Nominal Delta
------------------- ---------------- --------------- ------------- -------------------------- ------------ -----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------- -----------------------------------------------------
1,291,783 4.97%
--------------------------------------------------------------------- -----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------
540,000 of these shares are held for a unit trust operated by Marlborough
Fund Managers Ltd for who Hargreave Hale Ltd manages the portfolio of
investments on a discretionary basis. The remaining shares are held for
other Discretionary clients.
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Raj Nagevadia
---------------------------------------- --------------------------------------
15. Contact telephone number: 020 7015 9266
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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