UBS AG (EPT) Form 8.5 (EPT/RI) - HomeServe plc (6754L)
January 04 2023 - 6:14AM
UK Regulatory
TIDMHSV
RNS Number : 6754L
UBS AG (EPT)
04 January 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this HomeServe plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is HomeServe plc
connected:
---------------------------------------
(d) Date dealing undertaken: 03 January 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
2 9/13p ordinary Buy 418640 12.04626 GBP 11.97976 GBP
----------------- ------------------------ ----------------------- -----------------------
2 9/13p ordinary Sell 1017202 11.99000 GBP 11.97941 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
2 9/13p ordinary CFD Long 500000 11.9794051 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Long 25 11.9802 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Long 145 11.981759 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Long 29165 11.98 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Long 6 11.985 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Long 58 11.99 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 404 11.98747525 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 209353 11.98 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 282 11.985 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 947 11.988524 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 34800 12.041133 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 34800 12.046264 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 138 11.9884451 GBP
-------------------- ------------------------ ------------------------- ----------------
2 9/13p ordinary CFD Short 34800 11.981497 GBP
-------------------- ------------------------ ------------------------- ----------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 04 January 2023
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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