EPT Disclosure
January 14 2009 - 6:25AM
UK Regulatory
TIDMPLZL TIDMHBOS TIDMLLOY TIDMCIU
RNS Number : 6216L
Merrill Lynch International
14 January 2009
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+-------------+-----------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code) |
+-------------+-----------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | Cape plc |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the dealings being | |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | disclosed relate |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 13/01/2009 |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities purchased | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 5,075 | GBP 0.49 | GBP 0.46 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 2,948 | GBP 0.48 | GBP 0.48 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-------------------+-----------------------------+--------------------+
| | Product name, | Short/Long | Number of securities | Price per unit |
+-+----------------+-------------------+-----------------------------+--------------------+
+-+----------------+--------------------------------------------------------------------+
| | eg. CFD | |
+-+----------------+--------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
| | | | | | | | |
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | selling, | securities | price | e.g. | | |
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
| | eg call | purchasing, | under option | American, | date | paid/received |
| | option | varying | | | | per |
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | etc. | European etc | unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under option | |
+-+---------------------------+--------------------------+-------------------------------+
+-+------------------------------------------------------------------------------------+
| | eg call option |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+-------------------------+-+-----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+-----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any other person relating to the |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | voting rights of any relevant securities under any option referred to on this form or |
| | relating to the voting rights or future acquisition |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | or disposal of any relevant securities to which any derivative referred to on this |
| | form is referenced. If none, this should be stated. |
+--+---------------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 14/01/2009 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | Cape plc |
| | connected | |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+--+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------+-----------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code) |
+------------+-----------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | Lloyds TSB Group Plc |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the dealings being | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 13/01/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities purchased | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 5,812,949 | GBP 1.36 | GBP 1.31 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 6,421,348 | GBP 1.39 | GBP 1.32 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 2,996,423 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 918,039 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 160,514 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 91,496 | GBP 1.35 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 87,191 | GBP 1.35 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 64,221 | GBP 1.35 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 5,000 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 5,000 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 64,221 | GBP 1.35 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 73,050 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 87,191 | GBP 1.35 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 91,496 | GBP 1.34 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 918,039 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 1,168,989 | GBP 1.33 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | selling, | securities | price | e.g. | | |
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
| | eg call | purchasing, | under option | American, | date | paid/received |
| | option | varying | | | | per |
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | etc. | European etc | unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | option | call | | 7000 | 1.6GBP | American | | 20.03.09 | | 0.07GBP |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under option | |
+-+---------------------------+--------------------------+-------------------------------+
+-+------------------------------------------------------------------------------------+
| | eg call option |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any other person relating to the |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | voting rights of any relevant securities under any option referred to on this form or |
| | relating to the voting rights or future acquisition |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | or disposal of any relevant securities to which any derivative referred to on this |
| | form is referenced. If none, this should be stated. |
+--+---------------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 14/01/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | Lloyds TSB Group Plc |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+------------+-----------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+------------+-----------------------------------------------------------+
+------------+-----------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code) |
+------------+-----------------------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | HBOS Plc |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | Common |
| | which the dealings being | |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | disclosed relate |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 13/01/2009 |
+-+------------------------------------+----------------------------------------------+
+-+-----------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+-----------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities purchased | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 5,255,507 | GBP 0.84 | GBP 0.78 |
+-+---------------------------+---------------------------+----------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 10,665,758 | GBP 0.83 | GBP 0.78 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Long Swap | LONG | 5,000 | GBP 0.80 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
| |Product name, | | Short/Long | | Number of securities |Price per unit |
+-+----------------+-+-------------------+-+-------------------------------+-----------------+
+-+----------------+-+-------------------+
| | eg. CFD | | |
+-+----------------+-+-------------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 5,000 | GBP 0.80 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 22,134 | GBP 0.81 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 468,759 | GBP 0.81 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+----------------+-------------------+-------------------------------+----------------+
| | Short Swap | SHORT | 4,952,765 | GBP 0.80 |
+-+----------------+-------------------+-------------------------------+----------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | selling, | securities | price | e.g. | | |
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
| | eg call | purchasing, | under option | American, | date | paid/received |
| | option | varying | | | | per |
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | etc. | European etc | unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+-----------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under option | |
+-+---------------------------+--------------------------+-------------------------------+
+-+------------------------------------------------------------------------------------+
| | eg call option |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+-------------------------+-+----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any other person relating to the |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | voting rights of any relevant securities under any option referred to on this form or |
| | relating to the voting rights or future acquisition |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | or disposal of any relevant securities to which any derivative referred to on this |
| | form is referenced. If none, this should be stated. |
+--+---------------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 14/01/2009 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | Lloyds TSB Group Plc |
| | connected | |
+-+-----------------------------------------+------------------------------------------+
+-+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+-+-----------------------------------------+------------------------------------------+
+------------------------------------------------------------------------+------------+
| | FORM |
| | 38.5(a) |
+------------------------------------------------------------------------+------------+
+-------------+-----------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+-------------+-----------------------------------------------------------+
+-------------+-----------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code) |
+-------------+-----------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Name of exempt principal trader | Merrill Lynch International |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Company dealt in | OJSC Polyus Gold (OR) ADR. |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Class of relevant security to | ADR |
| | which the dealings being | |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | disclosed relate |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------+----------------------------------------------+
| | Date of dealing | 13/01/2009 |
+-+------------------------------------+----------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+------------------------------------------------------------------------------------+
+-+------------------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+---------------------------+-+----------------------------+
| | Total number of | Highest price received | | Lowest price received |
| | securities sold | | | |
+-+---------------------------+---------------------------+-+----------------------------+
+-+---------------------------+---------------------------+----------------------------+
| | 25,576 | USD 13.70 | USD 13.44 |
+-+---------------------------+---------------------------+----------------------------+
+-+------------------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+------------------------------------------------------------------------------------+
+-+----------------+-------------------+-----------------------------+--------------------+
| | Product name, | Short/Long | Number of securities | Price per unit |
+-+----------------+-------------------+-----------------------------+--------------------+
+-+----------------+--------------------------------------------------------------------+
| | eg. CFD | |
+-+----------------+--------------------------------------------------------------------+
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
| | | | | | | | |
+-+----------------+-+-------------------+-+-----------------------------+-+------------------+
+-+------------------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+------------------------------------------------------------------------------------+
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option money |
| | name | selling, | securities | price | e.g. | | |
+-+------------+-------------+--------------+----------+-----------+-----------+--------------+
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
| | eg call | purchasing, | under option | American, | date | paid/received |
| | option | varying | | | | per |
+-+------------+-------------+-----------------------+-----------+-----------+---------------+
+-------------+------------------------------------+----------------------+--------------+
| | etc. | European etc | unit |
+-------------+------------------------------------+----------------------+--------------+
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
| | | | | | | | | | | |
+-+------------+------------+-+-------------+----------+-----------+-+-----------+-+------------+
+-+------------------------------------------------------------------------------------+
| | (ii) Exercising |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+--------------------------+-------------------------------+
| | Product name | Number of securities | Exercise price |
| | | under option | |
+-+---------------------------+--------------------------+-------------------------------+
+-+------------------------------------------------------------------------------------+
| | eg call option |
+-+------------------------------------------------------------------------------------+
+-+---------------------------+-------------------------+-+-----------------------------+
| | | | | |
+-+---------------------------+-------------------------+-+-----------------------------+
+--+-----------------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or derivatives |
+--+-----------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the person |
| | disclosing and any other person relating to the |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | voting rights of any relevant securities under any option referred to on this form or |
| | relating to the voting rights or future acquisition |
+--+---------------------------------------------------------------------------------------+
+--+---------------------------------------------------------------------------------------+
| | or disposal of any relevant securities to which any derivative referred to on this |
| | form is referenced. If none, this should be stated. |
+--+---------------------------------------------------------------------------------------+
+--+-----------------------------------------------------------------------------------+
| | NONE |
+--+-----------------------------------------------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Date of disclosure | 14/01/2009 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Contact name | Bhavika Mistry |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Telephone number | +44 207 995 4747 |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Name of offeree/offeror with whom | KazakhGold Group Limited |
| | connected | |
+--+-----------------------------------------+------------------------------------------+
+--+-----------------------------------------+------------------------------------------+
| | Nature of connection # | Advisor |
+--+-----------------------------------------+------------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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