- Current report filing (8-K)
April 05 2010 - 3:47PM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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FORM
8-K
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CURRENT
REPORT
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Pursuant
to Section 13 or 15 (d) of the Securities Exchange Act of
1934
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Date
of Report (Date of earliest event reported):
March 31,
2010
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RAINIER
PACIFIC FINANCIAL GROUP, INC.
(Exact
name of registrant as specified in its charter)
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Washington
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000-50362
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87-0700148
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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c/o
Jonathan W. Blado
Blado
Kiger, P.S.
Registered
Agent of Rainier Pacific Financial Group, Inc.
Bank
of America Building, 2
nd
Floor
3408
South 23
rd
Street
Tacoma,
Washington
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98405
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number (including area code):
(253)
272-2997
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions.
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[
] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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[
] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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[
] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[
] Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item 4.01. Changes in Registrant's
Certifying Accountants
(a) On
March 31, 2010, Rainier Pacific Financial Group, Inc., (“Company”) received
notice that Moss Adams LLP had resigned as the Company's independent registered
public accounting firm effective immediately.
During
the two fiscal years ended December 31, 2008 and 2007, and the subsequent
interim period through March 31, 2010, there were no: (1) disagreements with
Moss Adams LLP on any matter of accounting principles or practices, financial
statement disclosure, or auditing scope or procedures, which disagreements, if
not resolved to their satisfaction, would have caused them to make reference in
connection with their opinion to the subject matter of the disagreement, or (2)
reportable events (as defined in Regulation S-K Item 304
(a)(1)(v)).
Moss
Adams LLP’s Report of Independent Registered Public Accounting Firm on the
consolidated financial statements of Rainier Pacific Financial Group, Inc., and
Subsidiary as of and for the years ended December 31, 2008 and 2007, which
included the audit report of Moss Adams LLP on management's assessment of the
effectiveness of internal control over financial reporting for those periods,
did not contain any adverse opinion or disclaimer of opinion, nor were they
qualified or modified as to uncertainty, audit scope, or accounting
principles.
Rainier
Pacific Financial Group, Inc., has requested that Moss Adams LLP furnish a
letter addressed to the Securities and Exchange Commission stating whether it
agrees with the above statements and, if not, stating the respects in which they
do not agree. That letter is filed as Exhibit 16.1 to this Form
8-K.
Item 9.01 Financial
Statements and Exhibits
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(d)
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Exhibits
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16.1
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Letter re change in
certifying accountants: Letter of Moss Adams LLP dated April 5,
2010.
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned, hereunto duly
authorized.
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RAINIER
PACIFIC FINANCIAL GROUP, INC.
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Date:
April 5, 2010
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By:
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/s/
John
A. Hall
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President
and Chief Executive Officer
(Principal
Executive Officer)
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Rainier Pacific Financial (CE) (USOTC:RPFG)
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