Amended Annual Report (10-k/a)
June 04 2019 - 3:25PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
10-K/A
Amendment
No. 1
[X]
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the fiscal year ended December 31, 2018
or
[ ]
TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For
the transition period from _____________ to _____________
Commission
file number: 000-52444
PLASTIC2OIL,
INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
90-0822950
|
(State
or other jurisdiction of
incorporation or organization)
|
|
(IRS
Employer
Identification No.)
|
20
Iroquois Street
Niagara Falls, NY 14303
(Address
of Principal Executive Offices) (Zip Code)
Registrant’s
telephone number: (716) 278-0015
Securities
registered pursuant to Section 12(b) of the Act: None.
Securities
registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.001 per share.
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [ ]
No [X]
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. Yes
[ ] No [X]
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such report(s)),
and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [ ]
Indicate
by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not
be contained, to the best of Registrant’s knowledge, in definitive proxy or information statements incorporated by reference
in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller
reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
|
Large
accelerated filer [ ]
|
Accelerated
filer [ ]
|
|
Non-accelerated
filer [X]
|
Smaller
reporting company [X]
|
|
|
Emerging
growth company [ ]
|
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No
[X]
The
aggregate market value of the voting and non-voting common equity held by non-affiliates of the Registrant was approximately $2.4
million as of June 30, 2018 based upon the closing price of $0.02 per share on June 30, 2018.
As
of June 3, 2019, there were 124,756,158 shares of the Registrant’s common stock, $0.001 par value, outstanding.
Documents
Incorporated by Reference
None
EXPLANATORY
NOTE
The
sole purpose of this Amendment No. 1 to the Annual Report on Form 10-K for the annual period ended December 31, 2018 of
Plastic2Oil, Inc. (the “Company”) filed with the Securities and Exchange Commission on June 3, 2019 (the “Form
10-K”) is to furnish Exhibits 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T.
No
other changes have been made to the Form 10-K. This Amendment No. 1 to the Form 10-K speaks as of the original filing date of
the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update
in any way disclosures made in the original Form 10-K.
Signatures
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report
has been signed on its behalf by the undersigned, thereunto duly authorized on this 3
rd
day of June 2019.
|
PLASTIC2OIL,
INC.
|
|
|
|
Date:
4-June
-19
|
By:
|
/s/
Richard Heddle
|
|
Name:
|
Richard
Heddle
|
|
Title:
|
President
and Chief Executive Officer
(Principal
Executive Officer)
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf
of the registrant and in the capacities and on the dates indicated.
Signature
|
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Title
|
|
Date
|
|
|
|
|
|
/s/
Richard Heddle
|
|
President,
Chief Executive Officer
|
|
4-June
-19
|
Richard
Heddle
|
|
(Principal
Executive Officer, Principal Accounting Officer and Financial Officer) and Chairman of the Board of Directors
|
|
|
|
|
|
|
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/s/
Jason C. Aspin
|
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Director
|
|
4-June
-19
|
Jason
C. Aspin
|
|
|
|
|
|
|
|
|
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/s/
Lee C. Brain
|
|
Director
|
|
4-June
-19
|
Lee
C. Brain
|
|
|
|
|
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