- Report of Foreign Issuer (6-K)
February 19 2009 - 3:01PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
6-K
Report of Foreign
Issuer
Pursuant to Rule
13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File
Number: 1-14640
For the month
of February 2009
UNIBANCO - UNI
Ã
O
DE BANCOS BRASILEIROS S.A.
(Exact name of
registrant as specified in its charter)
Unibanco
- Union of Brazilian Banks S.A.
(Translation of
Registrant’s Name into English)
Av. Eus
é
bio
Matoso, 891
05423-901 S
ã
o
Paulo - SP, Brazil
(Address
of principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F.
Form
20-F:
ý
Form 40-F:
o
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing
the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes:
o
No:
ý
Management and
Related Parties' Stock Trades – Article 11 – CVM Instruction No.
358/2002
o
only the following securities and derivatives transactions were carried out, in
accordance with article 11 of CVM
Instruction No.
358/2002.(1)
x
no securities and derivatives transactions were carried out, in accordance with
article 11 of CVM Instruction No. 358/2002,
and we hold the following positions in
securities and derivatives:
Denomination of the Company:
UNIBANCO - UNIÃO DE BANCOS BRASILEIROS S.A.
|
Related
Parties
|
(x) Board of
Directors
|
( ) Board of
Officers
|
( ) Audit
Committee
|
( ) Technical or
Consultative
Bodies
|
Initial
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
5,700,030
|
0.43967%
|
0.20301%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
262
|
0.00002%
|
0.00001%
|
ADRs
|
Unibanco´s
ADR
|
79,500
|
0.00000%
|
0.00000%
|
|
Final
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
ADRs
|
Unibanco´s
ADR
|
-
|
0.00000%
|
0.00000%
|
|
Denomination of the Controlled
Company: UNIBANCO HOLDINGS S.A.
|
Related
Parties
|
(x) Board of
Directors
|
( ) Board of
Officers
|
( ) Audit
Committee
|
( ) Technical or
Consultative
Bodies
|
Initial
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
5,696,921
|
0.52272%
|
0.34661%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
28,337,826
|
5.11757%
|
0.00000%
|
ADRs
|
Unibanco´s
ADR
|
-
|
0.00000%
|
0.00000%
|
|
Final
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
ADRs
|
Unibanco´s
ADR
|
-
|
0.00000%
|
0.00000%
|
Note: As
deliberated in the Extraordinary General meeting held on December 30, 2008, the
Board of Directors of
Unibanco - Uni
ã
o de Bancos
Brasieiros S.A. was dissolved, and the resignation letters of
all
of its
members were
accepted. Therefore, there is no information about the shareholding
position
of the members of
the Board of Directors in this Consolidated Form.
(1)
|
|
When filing the form, please
delete the lines that do not contain any information. If there
is
|
|
|
no acquisition/modification of the
positions of any of the parties mentioned in article 11 of CVM Instruction
No.
|
|
|
358/2002, please send a statement
informing that this is the case.
|
(2)
|
|
Issuance/series, convertible,
simple, terms, guarantees, type/class,
etc.
|
Management
and Related Parties' Stock Trades – Article 11 – CVM Instruction No.
358/2002
January 2009
x
only the following securities and derivatives transactions were carried out, in
accordance with article 11 of CVM
Instruction No.
358/2002.(1)
o
no securities and derivatives transactions were carried out, in accordance with
article 11 of CVM Instruction No. 358/2002,
and we hold the following positions in
securities and derivatives:
Denomination of the Company:
UNIBANCO - UNIÃO DE BANCOS BRASILEIROS S.A.
|
Related
Parties
|
( ) Board
of
Directors
|
( X ) Board of
Officers
|
( ) Audit
Committee
|
( ) Technical or
Consultative
Bodies
|
Initial
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
8,876,034
|
0.68465%
|
0.31613%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
7,700
|
0.00051%
|
0.00027%
|
Initial Balance
(Eurobond)
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Principal amount
(US$)
|
% of
participation
|
Same
Type/Class
|
Total
|
Eurobond
|
Unibanco BRL
8.70% 2/11/2010
|
210,859.32
|
-
|
-
|
Initial Balance
(ADR)
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
ADR
|
Unibanco´s
ADR
|
700
|
-
|
-
|
Transactions in the
month
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Intermediate
|
Transaction
|
Date
|
Quantity
|
Price*
|
Volume (R$)
(3)
|
Share
|
Preferred,
nominative, no par value and no book-entry
share
|
Unibanco
|
Sale
|
5-Jan
|
1,273
|
7.88
|
10,031.24
|
Unibanco
|
Sale
|
30-Jan
|
1,400
|
6.66
|
9,324.00
|
Unibanco
|
Sale
|
30-Jan
|
1,500
|
6.59
|
9,885.00
|
Unibanco
|
Sale
|
28-Jan
|
1,300
|
6.87
|
8,931.00
|
Unibanco
|
Sale
|
6-Jan
|
40,000
|
8.45
|
338,000.00
|
Unibanco
|
Sale
|
13-Jan
|
1,200
|
7.56
|
9,072.00
|
Unibanco
|
Sale
|
13-Jan
|
50
|
7.55
|
377.50
|
Unibanco
|
Sale
|
6-Jan
|
20,000
|
8.47
|
169,400.00
|
Unibanco
|
Sale
|
5-Jan
|
1,200
|
7.95
|
9,540.00
|
Unibanco
|
Sale
|
5-Jan
|
50
|
8.05
|
402.50
|
Unibanco
|
Sale
|
5-Jan
|
4,289
|
8.15
|
34,955.35
|
Unibanco
|
Sale
|
28-Jan
|
1,000
|
6.66
|
6,660.00
|
|
Total
Sales
|
-
|
73,262
|
-
|
606,578.59
|
Share
|
Preferred,
nominative, no par value and no book-entry
share
|
Unibanco
|
Purchase
|
16-Jan
|
3,000
|
6.75
|
20,250.00
|
Unibanco
|
Transfer
|
22-Jan
|
9,000
|
|
-
|
Unibanco
|
Purchase
|
15-Jan
|
7,700
|
6.50
|
50,050.00
|
Unibanco
|
Rental
|
2-Jan
|
6,900
|
|
-
|
Unibanco
|
Purchase
|
14-Jan
|
4,000
|
6.80
|
27,200.00
|
|
Total
Purchase
|
-
|
30,600
|
-
|
77,250.00
|
Final
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
8,833,372
|
0.68136%
|
0.31461%
|
Share
|
Common, nominative, no par value
and no book-entry share
|
7,700
|
0.00051%
|
0.00027%
|
Final Balance
(Eurobond)
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Principal amount
(US$)
|
% of
participation
|
Same
Type/Class
|
Total
|
Eurobond
|
Unibanco BRL 8.70%
2/11/2010
|
210,859
|
-
|
-
|
Final Balance
(ADR)
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
ADR
|
Unibanco´s
ADR
|
700
|
-
|
-
|
Denomination of the Controlled
Company: UNIBANCO HOLDINGS S.A.
|
Related
Parties
|
( ) Board
of
Directors
|
( X ) Board of
Officers
|
( ) Audit
Committee
|
( ) Technical or
Consultative
Bodies
|
Initial
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
8,875,388
|
0.81437%
|
0.54000%
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
Transactions in the
month
|
Security /
Derivative
|
Features
of the
Securities
|
Intermediate
|
Transaction
|
Day
|
Quantity
|
Price*
|
Volume (R$)
(3)
|
Share
|
Preferred,
nominative, no par value and no book-entry
share
|
Unibanco
|
Sale
|
5-Jan
|
1,273
|
7.88
|
10,031.24
|
Unibanco
|
Sale
|
30-Jan
|
1,400
|
6.66
|
9,324.00
|
Unibanco
|
Sale
|
30-Jan
|
1,500
|
6.59
|
9,885.00
|
Unibanco
|
Sale
|
28-Jan
|
1,300
|
6.87
|
8,931.00
|
Unibanco
|
Sale
|
6-Jan
|
40,000
|
8.45
|
338,000.00
|
Unibanco
|
Sale
|
13-Jan
|
1,200
|
7.56
|
9,072.00
|
Unibanco
|
Sale
|
13-Jan
|
50
|
7.55
|
377.50
|
Unibanco
|
Sale
|
6-Jan
|
20,000
|
8.47
|
169,400.00
|
Unibanco
|
Sale
|
5-Jan
|
1,200
|
7.95
|
9,540.00
|
Unibanco
|
Sale
|
5-Jan
|
50
|
8.05
|
402.50
|
Unibanco
|
Sale
|
5-Jan
|
4,289
|
8.15
|
34,955.35
|
Unibanco
|
Sale
|
28-Jan
|
1,000
|
6.66
|
6,660.00
|
|
Total
Sales
|
-
|
73,262
|
-
|
606,578.59
|
Share
|
Preferred,
nominative, no par value and no book-entry
share
|
Unibanco
|
Purchase
|
16-Jan
|
3,000
|
6.75
|
20,250.00
|
Unibanco
|
Transfer
|
22-Jan
|
9,000
|
-
|
-
|
Unibanco
|
Purchase
|
15-Jan
|
7,700
|
6.50
|
50,050.00
|
Unibanco
|
Rent
|
2-Jan
|
6,900
|
-
|
-
|
Unibanco
|
Purchase
|
14-Jan
|
4,000
|
6.80
|
27,200.00
|
|
Total
Purchase
|
-
|
30,600
|
|
97,500.00
|
Final
Balance
|
Security /
Derivative
|
Features
of the Securities
(2)
|
Quantity
|
% of
participation
|
Same
Type/Class
|
Total
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
8,832,726
|
0.81045%
|
0.53741%
|
Share
|
Preferred, nominative, no par
value and no book-entry share
|
-
|
0.00000%
|
0.00000%
|
(*)
|
|
This price is equal to the unit
price divided by 2 to reflect the price of each single share, given that
one unit
|
|
|
is composed of 1 Unibanco - União
de Bancos Brasileiros S.A. preferred share and 1 Unibanco
Holdings
|
|
|
S.A. preferred
share.
|
(1)
|
|
When filing the form, please
delete the lines that do not contain any information. If there
is
|
|
|
no acquisition/modification of the
positions of any of the parties mentioned in article 11 of CVM
Instruction
|
|
|
No. 358/2002, please send a
statement informing that this is the case.
|
(2)
|
|
Issuance/series, convertible,
simple, terms, guarantees, type/class, etc.
|
(3)
|
|
Quantity multiplied by
price.
|
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Date: February 19, 2009
|
|
|
|
UNIBANCO - UNI
Ã
O DE BANCOS
BRASILEIROS S.A.
|
|
|
|
|
|
By:
|
/s/ Geraldo
Travaglia
Filho
Name: Geraldo
Travaglia Filho
Title: Investor Relations
Officer
|
FORWARD-LOOKING
STATEMENTS
This
press release may contain forward-looking statements. These statements are
statements that are not historical facts, and are based on management's current
view and estimates of future economic circumstances, industry conditions,
company performance and financial results. The words
“
anticipates
”
,
“
believes
”
,
“
estimates
”
,
“
expects
”
,
“
plans
”
and similar
expressions, as they relate to the company, are intended to identify
forward-looking statements. Statements regarding the declaration or payment of
dividends, the implementation of principal operating and financing strategies
and capital expenditure plans, the direction of future operations and the
factors or trends affecting financial condition, liquidity or results of
operations are examples of forward-looking statements. Such statements reflect
the current views of management and are subject to a number of risks and
uncertainties. There is no guarantee that the expected events, trends or results
will actually occur. The statements are based on many assumptions and factors,
including general economic and market conditions, industry conditions, and
operating factors. Any changes in such assumptions or factors could cause actual
results to differ materially from current expectations.
Unibanco Brasilrs (NYSE:UBB)
Historical Stock Chart
From May 2024 to Jun 2024
Unibanco Brasilrs (NYSE:UBB)
Historical Stock Chart
From Jun 2023 to Jun 2024